DIL
14/04/2016 08:30
SSH
NOT PRICE SENSITIVE
REL: 0830 HRS Diligent Corporation (NS)
SSH: DIL: SSH Notice - UBS Group AG and its related bodies corporate
Disclosure of movement of 1% or more in substantial holding or change in
nature of relevant interest, or both
Sections 277 and 278, Financial Markets Conduct Act 2013
To: NZX Limited
and
To: Diligent Corporation
Relevant event being disclosed: Movement of 1% or more in
substantial holding
Date of relevant event: 11 April 2016
Date this disclosure made: 13 April 2016
Date last disclosure made: 11 April 2016
Substantial product holder(s) giving disclosure
Full name(s): UBS Group AG and its related bodies corporate
Summary of substantial holding
Class of quoted voting product Ordinary shares
Summary for: UBS Group AG and its related bodies corporate
For this disclosure,--
(a) total number held in clas 4,540,776 shares
(b) total in clas 88,086,700 shares
(c) total percentage held in clas 5.15%
For last disclosure,--
(a) total number held in clas 5,886,985 shares
(b) total in clas 88,086,700 shares
(c) total percentage held in clas 6.68%
Details of transactions and events giving rise to relevant event
Details of the transactions or other events requiring disclosure: Please see
Appendix A.
Details after relevant event
Details for: UBS AG
Nature of relevant interest(s): Fund Manager with power to exercise control
over voting shares
For that relevant interest,--
(a) number held in clas 20,989
(b) percentage held in clas 0.02%
(c) current registered holder(s): Not applicable
(d) registered holder(s) once transfers are registered: UBS AG
For a derivative relevant interest, also--
(a) type of derivative: Not applicable
(b) details of derivative: Not applicable
(c) parties to the derivative: Not applicable
(d) if the substantial product holder is not a party to the derivative,
the nature of the relevant
interest in the derivative: Not applicable
Details for: UBS Asset Management (Australia) Ltd
Nature of relevant interest(s): Fund Manager with power to exercise control
over voting shares
For that relevant interest,--
(a) number held in clas 101,338
(b) percentage held in clas 0.11%
(c) current registered holder(s): Not applicable
(d) registered holder(s) once transfers are registered:
UBS Asset Management (Australia) Ltd
For a derivative relevant interest, also--
(a) type of derivative: Not applicable
(b) details of derivative: Not applicable
(c) parties to the derivative: Not applicable
(d) if the substantial product holder is not a party to the derivative,
the nature of the relevant
interest in the derivative: Not applicable
Details for: UBS Fund Management (Switzerland) AG
Nature of relevant interest(s): Fund Manager with power to exercise control
over voting shares
For that relevant interest,--
(a) number held in clas 18,621
(b) percentage held in clas 0.02%
(c) current registered holder(s): Not applicable
(d) registered holder(s) once transfers are registered:
UBS Fund Management (Switzerland) AG
For a derivative relevant interest, also--
(a) type of derivative: Not applicable
(b) details of derivative: Not applicable
(c) parties to the derivative: Not applicable
(d) if the substantial product holder is not a party to the derivative,
the nature of the relevant
interest in the derivative: Not applicable
Details for: UBS AG Australia Branch
Nature of relevant interest(s): Prime Broker that has exercised its borrowing
right in respect of shares pursuant to a Prime Broking Agreement
For that relevant interest,--
(a) number held in clas 300,000
(b) percentage held in clas 0.34%
(c) current registered holder(s): Not applicable
(d) registered holder(s) once transfers are registered: UBS AG Australia
Branch
For a derivative relevant interest, also--
(a) type of derivative: Not applicable
(b) details of derivative: Not applicable
(c) parties to the derivative: Not applicable
(d) if the substantial product holder is not a party to the derivative,
the nature of the relevant
interest in the derivative: Not applicable
Details for: UBS AG London Branch
Nature of relevant interest(s): Power to control disposal over shares
pursuant to stock borrowing and lending activities
For that relevant interest,--
(a) number held in clas 201,577
(b) percentage held in clas 0.23%
(c) current registered holder(s): Not applicable
(d) registered holder(s) once transfers are registered: UBS AG London Branch
Nature of relevant interest(s): Beneficial Owner
For that relevant interest,--
(a) number held in clas 5,574
(b) percentage held in clas 0.01%
(c) current registered holder(s): Not applicable
(d) registered holder(s) once transfers are registered: UBS AG London Branch
Nature of relevant interest(s): Prime Broker that has exercised its borrowing
right in respect of shares pursuant to a Prime Broking Agreement
For that relevant interest,--
(a) number held in clas 3,862,677
(b) percentage held in clas 4.39%
(c) current registered holder(s): Not applicable
(d) registered holder(s) once transfers are registered: UBS AG London Branch
For a derivative relevant interest, also--
(a) type of derivative: Not applicable
(b) details of derivative: Not applicable
(c) parties to the derivative: Not applicable
(d) if the substantial product holder is not a party to the derivative,
the nature of the relevant
interest in the derivative: Not applicable
Details for: UBS Securities LLC
Nature of relevant interest(s): Power to control disposal over shares
pursuant to stock borrowing and lending activities
For that relevant interest,--
(a) number held in clas 30,000
(b) percentage held in clas 0.03%
(c) current registered holder(s): Not applicable
(d) registered holder(s) once transfers are registered: UBS Securities LLC
For a derivative relevant interest, also--
(a) type of derivative: Not applicable
(b) details of derivative: Not applicable
(c) parties to the derivative: Not applicable
(d) if the substantial product holder is not a party to the derivative,
the nature of the relevant
interest in the derivative: Not applicable
Additional information
Address(es) of substantial product holder(s): Details of all UBS offices can
be found through the following link: http://apps2.ubs.com/locationfinder/
Contact detail Weixiao Qin
Tel: +65 6495 8217
Email: Weixiao.Qin @ubs.com
Nature of connection between substantial product holder
UBS AG: Related body corporate
UBS Asset Management (Australia) Ltd: Related body corporate
UBS Fund Management (Switzerland) AG: Related body corporate
UBS AG Australia Branch: Related body corporate
UBS AG London Branch: Related body corporate
UBS Securities LLC: Related body corporate
Name of any other person believed to have given, or believed to be required
to give, a disclosure under the Financial Markets Conduct Act 2013 in
relation to the financial products to which this disclosure relate Not
applicable
Certification
We, certify that, to the best of our knowledge and belief, the information
contained in this disclosure is correct and that we are duly authorised to
make this disclosure by all persons for whom it is made.
SIGNATURE
Print Name:
Pepe Chan
Capacity:
Authorised signatory
Sign Here:
Date:
13 April 2016
Print Name:
Weixiao Qin
Capacity:
Authorised signatory
Sign Here:
Date:
13 April 2016
End CA:00280785 For:DIL Type:SSH Time:2016-04-14 08:30:15
