ATH 0.00% 0.3¢ alterity therapeutics limited

institutional adr holders, page-5

  1. 158 Posts.
    I completely missed that in that .78 number, existing holder Tower Research Capital LLC (8th holder in ranking) had also reported and increased their position by 135 Percent. So adding that in below:

    9/30 reporting is due by Nov 15 so this week should tell all regarding accumulation that has taken place since the volume increase that began mid to late June.

    Here is what has been so far reported:

    FIC Capital Inc, our 2nd largest existing holder just reported, and increased their holdings 47.9 percent. Tower Research Capital LLC existing holder also increased their position by 135 percent.

    This in addition to Aperio Group as our number 3 holder, was actually a new holder on the 6/30 reporting that had increased their position by 92 percent as of 9/30 reporting, and Creative planning increased by 400 percent. Not a bad showing within our existing institutional ADR holders, percentage-wise.

    Six more existing holders have yet to report.

    And for 9/30 reporting so far we have Federated Investors as a New, and 4th largest holder, and also Suntrust Banks is a New holder.

    6/30 there was .52 percent Institutional ADR holders, and so far up to .78 percent.

    All 9/30 reporting should creep in this week by Nov 15
 
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