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Ring Fencing of information provided to Kevin Lewis, page-4

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itzgr82balive

2,243 Posts.

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27/05/20

11:22

Post #: 44863173
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Originally posted by dingledongle: ↑

In Regulated Industries such as securities trading, information that is commercially sensitive, and may give another party a competitive advantage over another, such as iSignthis entering a new payments/settlement system for securities trading, must be ring fenced from other parts of the oversight body (ASX).

I cannot find anywhere a document/policy by ASX whereby they outline how sensitive information must not be shared or divulged to another part of their business.

Is anyone aware of such a document or information produced by ASX.

My wife is a regulatory specialist in another regulated industry and the seriousness of such protections is enormous.

I suspect that Kevin Lewis has stepped over the line of what he should be asking without such a policy being in place to protect ISX and its business.

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Hi @dingledongle This is their policy, but there is a serious question as to whether ASX is following it. https://www.asx.com.au/documents/about/asx_conflict_handling_arrangements.pdf

Last edited by itzgr82balive: 27/05/20

ISX Price at posting: $1.07 Sentiment: Buy Disclosure: Held
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