Ann: Change in substantial holding from DGR, page-29

In a recent top 20 / sept Pershing held 5 million shares

see below they have been the main sellers since sept 1 - (47 million shares)

AJQ : 2020/09/01 : 2020/10/22

	Broker/Code	Buy Val.	Sell Val.	Net Val.	Total Val.	Buy Vol.	Sell Vol.	Net Vol.	Total Vol.	No. Buys	No. Sells	Trades	Buy $	Sell $	Rank
1	Pershing	$43,750	$1,287,091	$-1,243,341	$1,330,841	1,750,000	47,438,720	-45,688,720	49,188,720	6	416	422	$0.025	$0.027	9.10%
2	JPMorgan	$0	$437,353	$-437,353	$437,353		21,739,130	-21,739,130	21,739,130		95	95	$0.000	$0.020	4.02%
3	FinEx	$16,700	$227,382	$-210,682	$244,082	550,000	9,560,864	-9,010,864	10,110,864	5	49	54	$0.030	$0.024	1.87%
4	OpenMarkets	$570,676	$758,665	$-187,989	$1,329,341	21,784,433	26,901,690	-5,117,257	48,686,123	269	315	584	$0.026	$0.028	9.00%
5	Evans & Partner	$0	$101,237	$-101,237	$101,237		4,327,325	-4,327,325	4,327,325		23	23	$0.000	$0.023	0.80%
6	UBS	$72,524	$134,957	$-62,433	$207,480	2,976,677	6,347,826	-3,371,149	9,324,503	18	19	37	$0.024	$0.021	1.72%
7	Morrison	$114,415	$204,829	$-90,414	$319,244	5,365,049	8,646,855	-3,281,806	14,011,904	34	75	109	$0.021	$0.024	2.59%
8	Phillip Capital	$0	$69,153	$-69,153	$69,153		3,000,000	-3,000,000	3,000,000		16	16	$0.000	$0.023	0.55%
9	Citigroup	$17,460	$76,251	$-58,791	$93,712	716,192	3,465,242	-2,749,050	4,181,434	17	33	50	$0.024	$0.022	0.77%
10	Taylor	$0	$27,997	$-27,997	$27,997		1,272,594	-1,272,594	1,272,594		2	2	$0.000	$0.022	0.24%
11	Morgans	$66,556	$114,896	$-48,341	$181,452	3,122,043	4,297,023	-1,174,980	7,419,066	13	22	35	$0.021	$0.027	1.37%
12	Burrell	$21,374	$45,852	$-24,478	$67,226	773,000	1,577,348	-804,348	2,350,348	5	12	17	$0.028	$0.029	0.43%
13	Patersons	$58,000	$65,707	$-7,707	$123,707	2,000,000	2,462,251	-462,251	4,462,251	6	7	13	$0.029	$0.027	0.83%
14	Bell Potter	$34,989	$27,206	$7,782	$62,195	873,433	1,191,557	-318,124	2,064,990	12	15	27	$0.040	$0.023	0.38%
15	CMC Mkts	$58,125	$59,446	$-1,320	$117,571	2,615,213	2,615,213		5,230,426	18	24	42	$0.022	$0.023	0.97%
16	Macquarie Insto	$62,727	$64,148	$-1,421	$126,875	1,946,499	1,946,499		3,892,998	41	51	92	$0.032	$0.033	0.72%
17	State One Stock	$33,350	$33,280	$70	$66,630	1,330,000	1,330,000		2,660,000	13	12	25	$0.025	$0.025	0.49%
18	Virtu Financial	$218,575	$222,712	$-4,137	$441,287	8,808,137	8,808,137		17,616,274	76	87	163	$0.025	$0.025	3.26%
19	Credit Suisse	$102,906	$108,021	$-5,115	$210,927	4,096,000	4,065,000	31,000	8,161,000	44	46	90	$0.025	$0.027	1.51%
20	Merrill Lynch	$41,121	$40,084	$1,037	$81,204	1,434,896	1,361,528	73,368	2,796,424	30	34	64	$0.029	$0.029	0.52%
21	BTIG	$25,675	$22,580	$3,095	$48,255	1,140,000	965,000	175,000	2,105,000	9	12	21	$0.023	$0.023	0.39%
22	Shaw	$10,140	$1,440	$8,700	$11,580	260,000	60,000	200,000	320,000	2	1	3	$0.039	$0.024	0.06%
23	IBA	$92,974	$93,027	$-53	$186,001	3,208,315	2,951,123	257,192	6,159,438	78	48	126	$0.029	$0.032	1.14%
24	Ascot	$8,326	$0	$8,326	$8,326	275,000		275,000	275,000	2		2	$0.030	$0.000	0.05%
25	Third Party	$56,460	$56,194	$265	$112,654	2,254,633	1,892,653	361,980	4,147,286	26	20	46	$0.025	$0.030	0.77%
26	Argonaut	$25,910	$12,638	$13,273	$38,548	1,000,000	312,500	687,500	1,312,500	10	2	12	$0.026	$0.040	0.24%
27	Morgan Stanley	$24,610	$10,800	$13,810	$35,410	1,070,000	300,000	770,000	1,370,000	5	8	13	$0.023	$0.036	0.25%
28	Wilsons	$62,455	$27,257	$35,198	$89,711	2,500,000	647,826	1,852,174	3,147,826	18	6	24	$0.025	$0.042	0.58%
29	Macquarie Retai	$79,069	$0	$79,069	$79,069	2,000,000		2,000,000	2,000,000	12		12	$0.040	$0.000	0.37%
30	InstinetNomura	$122,358	$34,222	$88,136	$156,579	4,764,775	800,000	3,964,775	5,564,775	29	37	66	$0.026	$0.043	1.03%
31	AIEX	$458,247	$397,771	$60,476	$856,018	19,050,610	14,231,583	4,819,027	33,282,193	120	97	217	$0.024	$0.028	6.15%
32	Wealthhub Sec	$407,344	$144,164	$263,180	$551,508	15,894,128	4,891,392	11,002,736	20,785,520	123	43	166	$0.026	$0.029	3.84%
33	CMC Markets	$1,409,973	$301,286	$1,108,687	$1,711,260	46,075,164	11,202,030	34,873,134	57,277,194	336	100	436	$0.031	$0.027	10.59%
34	Commonwealth	$2,826,900	$1,936,045	$890,855	$4,762,945	110,762,524	69,787,812	40,974,712	180,550,336	984	634	1,618	$0.026	$0.028	33.39%
35	Total	$7,143,690	$7,143,690	$0	$14,287,380	270,396,721	270,396,721		540,793,442	2,361	2,361	4,722	$0.026	$0.026	100%

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