BTU
24/09/2012 08:30
SSH
REL: 0830 HRS Bathurst Resources Limited
SSH: BTU: SSH (JPMorgan Chase & Co and its affiliates)
Bathurst Resources Ltd 20120920 - Initial.DOC
Disclosure of beginning to have substantial holding
Section 22, Securities Markets Act 1988
To: New Zealand Stock Exchange
And: Bathurst Resources Ltd (BTU)
Date this disclosure made: 21 Sep 2012
Substantial security holder(s) giving disclosure
Name(s): JPMorgan Chase & Co. and its affiliates
Contact details: Lim Siew May, Telephone : 65- 6882-1106 Email :
[email protected]
Date on which substantial security holder(s) began to have substantial
holding: 20 Sep2012
Summary of substantial holding to which disclosure relates
Class of listed voting securities: Ordinary shares
Summary for: China International Fund Manageemnt Co. Ltd ;J.P.Morgan
Investment Management Inc. ; JF Asset Management Limited ; China
International Fund Management Co Ltd; JPMorgan Asset Management (Taiwan)
Limited; JPMorgan Asset Management (UK) Limited; JPMorgan Chase Bank,
National Association ; J.P. Morgan Securities Australia Limited
For this disclosure,--
(a) total number held in class: 34,850,397
(b) total in class: 696,747,997
(c) total percentage held in class: 5.00%
Details of relevant interests currently in substantial holding
Details for: : China International Fund Manageemnt Co. Ltd ;J.P.Morgan
Investment Management Inc. ; JF Asset Management Limited ; China
International Fund Management Co Ltd; JPMorgan Asset Management (Taiwan)
Limited; JPMorgan Asset Management (UK) Limited; JPMorgan Chase Bank,
National Association ; J.P. Morgan Securities Australia Limited
Nature of relevant interest(s):
Securities acquired and sold on market by China International Fund Management
Co Ltd ; J.P. Morgan Investment Management Inc, JF Asset Management Limited,
JPMorgan Chase Bank, National Association and JPMorgan Asset Management (UK)
Limited are in their capacity as the discretionary investment managers to
their clients.
Purchase and sales of shares by J.P. Morgan Securities Australia Limited in
its capacity as Principal/Proprietary
For that relevant interest,--
(a) number held in class: 34,850,397
(b) percentage held in class: 5.00%
(c) current registered holder(s) of securities: (See Appendix A)
(d) registered holder(s) of securities once transfers registered: Unknown
Bathurst Resources Ltd 20120920 - Initial.DOC
Details of transactions and events giving rise to person beginning to have
substantial holding
Details of the transactions or other events requiring disclosure under the
instructions to this form: (See Appendix A)
Additional information
Nature of connection between substantial security holders: NA
Address(es) of substantial security holder(s): NA
Name of any other person believed to have given, or believed to be required
to give, a disclosure under the Act in relation to the securities to which
this disclosure relates: NA
Declaration
I, Caroline Phong, declare that, to the best of my knowledge and belief, the
information contained in this disclosure is correct and that I am duly
authorised to make this disclosure by all persons for whom it is made.
_________________________
Caroline Phong
Executive Director
JPMorgan Chase & Co.
Appendix A
Bathurst Resources Ltd
ISIN : AU000000BTU9
21-May-12
Substantial Security Holder
Registered Holders
Transaction Type
# of Voting Securities
Issued Share Capital
As % of Issued Share Capital
Consideration (in NZ$)
Consideration (in A$)
Exchange Rate
J.P. Morgan Investment Management Inc
JPM Chase Bank
399,300
695,747,997
0.06%
J.P. Morgan Investment Management Inc
Northern Trust
273,890
695,747,997
0.04%
JF Asset Management Limited
HSBC- Fund Services A/c 006JF
122,652
695,747,997
0.02%
JF Asset Management Limited
HSBC-Fund Services Client A/C 006
965,165
695,747,997
0.14%
JF Asset Management Limited
HSBC Custody Nominees (Australia) Ltd
620,362
695,747,997
0.09%
JPMorgan Asset Management (UK) Limited
The HongKong and Shanghai Banking Corporation Ltd.
10,500
695,747,997
0.00%
JPMorgan Asset Management (UK) Limited
HSBC-FS CLIENT A/C 006-KR
1,305,993
695,747,997
0.19%
JPMorgan Asset Management (UK) Limited
JPM Chase Bank
30,820,028
695,747,997
4.43%
JPMorgan Chase Bank, National Association
JPM Chase Bank
96,300
695,747,997
0.01%
JPMorgan Asset Management (Taiwan) Limited
The HongKong and Shanghai Banking Corporation Ltd.
459,570
695,747,997
0.07%
J.P.Morgan Securities Australia Limited
Not available at time of the filing, an updaetd notice will be furnished as
soon as possible
5,633
695,747,997
0.00%
J.P.Morgan Securities Australia Limited
Neweconomy com au nominees Pty Limited
93,660
695,747,997
0.01%
Balance as at 21 May 2012
35,173,053
695,747,997
5.06%
During the period from 22 May 2012 to 20 Sep 2012
J.P. Morgan Investment Management Inc
Purchase
92,400
695,747,997
0.01%
38,659.37
30,682.04
1.26
During the period from 22 May 2012 to 20 Sep 2012
J.P. Morgan Investment Management Inc
Sale
(43,600)
695,747,997
0.01%
21,754.66
17,265.60
1.26
During the period from 22 May 2012 to 20 Sep 2012
JF Asset Management Limited
Sale
(893,014)
695,747,997
0.01%
468,990.61
372,214.77
1.26
During the period from 22 May 2012 to 20 Sep 2012
JF Asset Management Limited
Purchase
514,993
695,747,997
0.01%
280,353.11
222,502.47
1.26
During the period from 22 May 2012 to 20 Sep 2012
China International Fund Management Co Ltd
Purchase
195,211
695,747,997
0.01%
113,371.68
89,977.52
1.26
During the period from 22 May 2012 to 20 Sep 2012
China International Fund Management Co Ltd
Sale
(106,189)
695,747,997
0.01%
54,784.08
43,479.43
1.26
During the period from 22 May 2012 to 20 Sep 2012
JPMorgan Asset Management (UK) Limited
Purchase
66,000
695,747,997
0.01%
31,509.32
25,007.40
1.26
During the period from 22 May 2012 to 20 Sep 2012
JPMorgan Asset Management (UK) Limited
Sale
(224,000)
695,747,997
0.01%
115,915.97
91,996.80
1.26
During the period from 22 May 2012 to 20 Sep 2012
JPMorgan Chase Bank, National Association
Sale
(23,900)
695,747,997
0.01%
12,154.46
9,646.40
1.26
During the period from 22 May 2012 to 20 Sep 2012
J.P.Morgan Securities Australia Limited
Purchase
1,076,737
695,747,997
0.01%
523,131.84
415,184.00
1.26
During the period from 22 May 2012 to 20 Sep 2012
J.P.Morgan Securities Australia Limited
Sale
(883,633)
695,747,997
0.01%
426,447.00
338,450.00
1.26
During the period from 22 May 2012 to 20 Sep 2012
J.P.Morgan Securities Australia Limited
Returned Shares
(93,660)
695,747,997
0.01%
-
-
-
20-Sep-12
J.P. Morgan Investment Management Inc
JPM Chase Bank
417,700
696,747,997
0.06%
J.P. Morgan Investment Management Inc
Northern Trust
304,290
696,747,997
0.04%
JF Asset Management Limited
HSBC-Fund Services Clients A/C 006
1,330,158
696,747,997
0.19%
China International Fund Management Co Ltd
Citibank HK S/A Bank of China (Hong Kong) Ltd-Custody A/C
89,022
696,747,997
0.01%
JPMorgan Asset Management (UK) Limited
HSBC-FS CLIENT A/C 006-KR
1,371,993
696,747,997
0.20%
JPMorgan Asset Management (UK) Limited
JPM Chase Bank
30,596,028
696,747,997
4.39%
JPMorgan Asset Management (UK) Limited
The HongKong and Shanghai Banking Corporation Ltd.
10,500
696,747,997
0.00%
JPMorgan Chase Bank, National Association
JPM Chase Bank
72,400
696,747,997
0.01%
JPMorgan Asset Management (Taiwan) Limited
The HongKong and Shanghai Banking Corporation Ltd.
459,570
696,747,997
0.07%
J.P.Morgan Securities Australia Limited
Neweconomy com au nominees Pty Limited
198,737
696,747,997
0.03%
Balance as at 20 Sep 2012
34,850,398
696,747,997
5.00%
End CA:00227617 For:BTU Type:SSH Time:2012-09-24 08:30:03
