I didn't post the link as I assumed it wouldn't work, so here is the heading to enable google search .... thought it was an interesting article for the banter and general comments thread but let's be honest I don't think anyone would be surprised just how far brokers will go to make a buck
ASIC launches crackdown on stockbrokers
Australian Securities and Investments Commission chairman James Shipton has revealed stockbrokers are under investigation for evading financial advice laws by "mis-classifying" retail clients as sophisticated investors and selling them poor-performing listed investment funds.
- Forums
- ASX - By Stock
- GXY
- Banter and General Comments
Banter and General Comments, page-14217
-
- There are more pages in this discussion • 6,815 more messages in this thread...
You’re viewing a single post only. To view the entire thread just sign in or Join Now (FREE)