Oct 26 (Reuters) - Australian Securities & Investments Commission:
- COMMSEC AND AUSIEX TO PAY PENALTY OF OVER A$27 MILLION FOR SYSTEMIC COMPLIANCE FAILURES
- COURT DECLARED COMMSEC AND AUSIEX CONTRAVENED MARKET INTEGRITY RULES ON MULTIPLE OCCASIONS
- FEDERAL COURT ORDERED COMMONWEALTH SECURITIES & AUSTRALIAN INVESTMENT EXCHANGE PAY PENALTY OF A$20 MILLION & A$7.12 MILLION RESPECTIVELY
- COURT ORDERED INDEPENDENT REVIEW, ASSESSMENT OF SYSTEMS AND CONTROLS RELATING TO PROVISION OF FINANCIAL SERVICES BY COMMSEC, AUSIEX
- COURT DECLARED COMMSEC & AUSIEX FAILED TO DO ALL THINGS NECESSARY TO ENSURE ITS FINANCIAL SERVICES WERE PROVIDED EFFICIENTLY, HONESTLY & FAIRLY
(([email protected];))
News: CBA ASIC Says CommSec & AUSIEX To Pay Over A$27 Mln Penalty For Compliance Failures
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Last
$184.75 |
Change
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Mkt cap ! $309.1B | |||
| Open | High | Low | Value | Volume |
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|---|---|---|
| 1 | 17 | $184.75 |
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|---|---|---|
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