BTU
11/03/2013 08:30
SSH
REL: 0830 HRS Bathurst Resources Limited
SSH: BTU: SSH - JP Morgan Chase and Co
Disclosure of movement of 1% or more in substantial holding or change in
nature of relevant interest or both
Sections 23 and 24, Securities Markets Act 1988
Relevant event being disclosed: 1% or more in substantial holding
Date of relevant event: 7 March, 2013
To: New Zealand Stock Exchange
And: Bathurst Resources Ltd (BTU)
Date this disclosure made: 8 March, 2013
Date last disclosure made: 7 January, 2012
Substantial security holder(s) giving disclosure
Name(s): JPMorgan Chase & Co. and its affiliates
Contact details: Lim Siew May; Telephone 65-68821106; Email:
[email protected]
Summary of substantial holding to which disclosure relates
Class of listed voting securities: Ordinary share
Summary for : China International Fund Management Co. Ltd ;J.P. Morgan
Investment Management Inc. ; JF Asset Management Limited ; JPMorgan Asset
Management (Taiwan) Limited; JPMorgan Asset Management (UK) Limited; JPMorgan
Chase Bank, National Association ; J.P. Morgan Securities Australia Limited
For this disclosure,--
(a) total number held in class: 52,882,781
(b) total in class: 697,247,997
(c) total percentage held in class: 7.58%
For last disclosure,--
(a) total number held in class: 60,237,165
(b) total in class: 697,247,997
(c) total percentage held in class: 8.64 %
Details of transactions and events giving rise to relevant event
Details of the transactions or other events requiring disclosure under the
instructions to this form: Refer Appendix A
Details of relevant interests in substantial holding after relevant event
China International Fund Management Co. Ltd .;J.P. Morgan Investment
Management Inc. ; JF Asset Management Limited ; JPMorgan Asset Management
(Taiwan) Limited; JPMorgan Asset Management (UK) Limited; J.P. Morgan
Securities Australia Limited
Nature of relevant interest(s):
Securities sold on market by China International Fund Management Co Ltd ; JF
Asset Management Limited, ; JPMorgan Asset Management (Taiwan) Limited,
JPMorgan Chase Bank, National Association
20130307 - Bathurst Resources Ltd NZ Form.docx
and JPMorgan Asset Management (UK) Limited are in their capacity as the
discretionary investment managers to their clients.
Holder of securities by J.P. Morgan Securities Australia Limited subject to
an obligation to return under a securities lending agreement
Purchase and sales of shares by J.P. Morgan Securities Australia Limited in
its Principal/Proprietary capacity
For that relevant interest,--
(a) number held in class: 52,882,781
(b) percentage held in class: 7.58%
(c) current registered holder(s) of securities: : Please see Appendix
(d) registered holder(s) of securities once transfers registered: Unknown
Additional information
Nature of connection between substantial security holders: All the entities
are members of the J.P. Morgan group of companies and its ultimate holding
company is JPMorgan Chase & Co.
Address(es) of substantial security holder(s):
China International Fund Management Co Ltd
o Address: 20th Floor ,Aurora Plaza 99 Fu Cheng Road Putong, Shanghai 200120
J.P. Morgan Investment Management Inc.
o Address: 270 Park Avenue , New York, New York 10036, United States of
America
JF Asset Management Ltd
o Registered address: 21/F Chater House, 8 Connaught Road Central, Hong Kong
JPMorgan Asset Management (Taiwan) Ltd
o 17/F, No. 65 Tun Hwa South Road, Section 2, Taipei 106, Taiwan
JPMorgan Asset Management (UK) Ltd
o 25 Bank Street Canary Wharf London E14 5JP
J.P. Morgan Securities Australia Ltd
o Level 32, Grosvenor Place 225 George Street Sydney NSW 2000
Name of any other person believed to have given, or believed to be required
to give, a disclosure under the Act in relation to the securities to which
this disclosure relates: NA
Declaration
I, Caroline Phong, declare that, to the best of my knowledge and belief, the
information contained in this disclosure is correct and that I am duly
authorised to make this disclosure by all persons for whom it is made.
_________________
Caroline Phong
Executive Director, JPMorgan Chase & Co. and its affiliates
End CA:00233965 For:BTU Type:SSH Time:2013-03-11 08:30:04
