ZEL
17/11/2015 09:44
SSH
NOT PRICE SENSITIVE
REL: 0944 HRS Z Energy Limited
SSH: ZEL: SSH Notice - The Goldman Sachs Group, Inc.
Disclosure of movement of 1% or more in substantial holding or change in
nature of relevant interest or both
Sections 277 and 278, Financial Markets Conduct Act 2013
To NZX Limited
and
To Z Energy Limited ("ZEL")
Relevant event being disclosed: Movement of 1% or more in the substantial
holding
Date of relevant event: 11 November 2015
Date this disclosure made: 17 November 2015
Date last disclosure made: 15 October 2015
Substantial product holder(s) giving disclosure
Full name(s): The Goldman Sachs Group, Inc. ("GSGI") on behalf of itself and
its subsidiaries ("Goldman Sachs Group") including its significant
subsidiaries listed in Annexure A.
Summary of substantial holding
Class of quoted voting Products: Ordinary shares
Summary for GSGI on behalf of itself and the Goldman Sachs Group.
For this disclosure,--
(a) total number held in class: 26,621,881
(b) total in class: 400,000,000
(c) total percentage held in class: 6.6555%
For last disclosure,--
(a) total number held in class: 22,230,397
(b) total in class: 400,000,000
(c) total percentage held in class: 5.5576%
Details of transactions and events giving rise to relevant event
Details of the transactions or other events requiring disclosure: Please see
Annexure B.
Details after relevant event
Details for Goldman Sachs International ("GSI")
Nature of relevant interest(s): Beneficial holder
For that relevant interest,
(a) number held in class: 15,573
(b) percentage held in class: 0.0039%
(c) current registered holder(s) of securities: HSBC Custody Nominees (New
Zealand) Limited
(d) registered holder(s) once transfers are registered: NA
Details for Goldman Sachs International ("GSI")
Nature of relevant interest(s): Beneficial holder subject to a qualification
to its ability to exercise voting rights as set out in a Master Overseas
Securities Borrowing (Agency) Agreement. A form of the Master Overseas
Securities Borrowing (Agency) Agreement under which GSI borrowed certain
ordinary shares in ZEL is attached as a relevant agreement in Annexure C (42
Pages).
For that relevant interest,
(a) number held in class: 23,000
(b) percentage held in class: 0.0058%
(c) current registered holder(s) of securities: HSBC Custody Nominees (New
Zealand) Limited, HSBC Custody Nominees Australia Limited, Bank of New York
Mellon
(d) registered holder(s) once transfers are registered: NA
Details for Goldman Sachs Australia Managed Funds Limited ("GSAMF")
Nature of relevant interest(s): GSAMF has a relevant interest in the ordinary
shares only in its capacity as responsible entity for a range of Goldman
Sachs Australia registered managed investment schemes.
For that relevant interest,
(a) number held in class: 3,883,074
(b) percentage held in class: 0.9708%
(c) current registered holder(s) of securities: RBC Dexia Investor Services
Australia Pty Limited, UBS AG Australia Branch
(d) registered holder(s) once transfers registered: NA
Details for Goldman Sachs Asset Management Australia Pty Ltd ("GSAMA")
Nature of relevant interest(s): GSAMA has a relevant interest in the ordinary
shares only in its capacity as investment manager for a range of Goldman
Sachs Australia registered managed investment schemes. GSAMA's relevant
interest arises under investment management contract(s) and only from the
powers of investment contained in those contract(s), including the power to
exercise, or to control the exercise of, a right to vote attached to ZEL
shares, or to acquire or dispose of, or to control the acquisition or
disposal of, the ZEL shares.
For that relevant interest,
(a) number held in class: 3,883,074
(b) percentage held in class: 0.9708%
(c) current registered holder(s) of securities: RBC Dexia Investor Services
Australia Pty Limited, UBS AG Australia Branch
(d) registered holder(s) once transfers registered: NA
Details for Goldman Sachs Asset Management Australia Pty Ltd ("GSAMA")
Nature of relevant interest(s): GSAMA has a relevant interest in the ordinary
shares only in its
capacity as investment manager for client portfolio(s). GSAMA's relevant
interest arises under
investment management contract(s) and only from the powers of investment
contained in those
contract(s), including the power to exercise, or to control the exercise of,
a right to vote attached to
ZEL shares, or to acquire or dispose of, or to control the acquisition or
disposal of, the ZEL shares.
For that relevant interest,
(a) number held in class: 22,534,582
(b) percentage held in class: 5.6336%
(c) current registered holder(s) of securities: JP Morgan Chase Bank, Sydney,
National Nominees
Limited, National Asset Servicing, State Street Australia Limited, National
Australia Bank Limited,
BNP Paribas Australia
(d) registered holder(s) of securities once transfers registered: NA
Details for Goldman Sachs Asset Management L.P. ("GSAMLP")
Nature of relevant interest(s): GSAMLP has a relevant interest in ordinary
paid shares in its capacity
as investment manager for client portfolio(s). GSAMLP's relevant interest
arises under investment
management contract(s) and only from the powers of investment contained in
those contract(s),
including the power to exercise, or to control the exercise of, a right to
vote attached to ZEL shares,
or to acquire or dispose of, or to control the acquisition or disposal of,
the ZEL shares.
For that relevant interest,
(a) number held in class: 165,652
(b) percentage held in class: 0.0414%
(c) current registered holder(s) of securities: Bank of New York Mellon
(d) registered holder(s) once transfers registered: NA
Additional information
Address(es) of substantial product holder(s):
The Goldman Sachs Group, Inc. - Corporation Trust Center, 1209 Orange Street,
Wilmington DE 19801, U.S.A.
Goldman Sachs International - Peterborough Court, 133 Fleet Street, London
EC4A 2BB, United Kingdom
Goldman Sachs New Zealand Limited ("GSNZ") - Level 38, Vero Centre, 48
Shortland Street, Auckland 1010, New Zealand
Goldman Sachs Australia Managed Funds Limited - Level 17, 101 Collins Street,
Melbourne, Victoria 3000, Australia
Goldman Sachs Asset Management Australia Pty Ltd - Level 17, 101 Collins
Street, Melbourne, Victoria 3000, Australia
Goldman Sachs Asset Management L.P. - Corporation Trust Center, 1209 Orange
Street,Wilmington DE 19801, USA
Contact details:
Contact person - Raymond Chow
Contact number - 852 2978 7696
Email - [email protected]
Nature of connection between substantial product holders:
The Goldman Sachs Group, Inc. owns, directly or indirectly, at least 99% of
the voting securities of each of:
o Goldman Sachs International;
o Goldman Sachs New Zealand Limited;
o Goldman Sachs Australia Managed Funds Limited;
o Goldman Sachs Asset Management Australia Pty Ltd.; and
o Goldman Sachs Asset Management L.P.
Certification
I, Raymond Chow, certify that, to the best of my knowledge and belief, the
information contained in this disclosure is correct and that I am duly
authorised to make this disclosure by all persons for whom it is made.
Signature
Print name:
Raymond Chow
(signing under power of attorney)
Capacity:
Attorney
Sign here:
Date:
17 November 2015
End CA:00273545 For:ZEL Type:SSH Time:2015-11-17 09:44:36
