Likely one of the posters on this forum
Former AMP adviser charged with dishonest conduct
Former AMP financial adviser David Michael Fong and his Perth-based company Fong Financial Planners Pty Ltd have each been charged with engaging in dishonest conduct while carrying on a financial services business.
ASIC alleges that in 2014, while an authorised representative of AMP, Mr Fong via Fong Financial Planners acted dishonestly by completing and submitting false information on clients' insurance applications, failure to disclose fees, acting without client instructions and not disclosing the effect of advice.
In 2017, ASIC permanently banned Mr Fong from providing financial services or engaging in credit activities. Mr Fong appealed ASIC’s decision to the Administrative Appeals Tribunal and the appeal process is stayed pending the outcome of the criminal proceedings
Likely one of the posters on this forum Former AMP adviser...
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