Ann: Appendix 4C - quarterly, page-123

hi kooeee,

you have not respond to me what should I do next after taking your recommendation to dispose my dog holdings.

refer to asic website, you are recommending us the existing holders to disown this dog investment. you have quoted the username in numerous posts to say this is dog investment not to own. Obviously you don’t run a financial services licence, you haven’t done a factual check of each holders their financial background but keep recommending to disown this investment. Please explain why this is not an advice and I will report to ASIC of your action, and claim back my losses.

https://asic.gov.au/for-finance-professionals/afs-licensees/do-you-need-an-afs-licence/

You provide financial services if yourovide financial product advice to clients for example, giving a recommendation to clients or the general public about which financial product they should purchase.