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Ann: ASIC update, page-2

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    MARKET RELEASE30 June 2021ASIC updateNuix has come to understand through an application made by ASIC that ASIC is conducting an investigation in relation to Nuix’s former CFO, Stephen Doyle, Ross Doyle and Ronald Doyle.Nuix Chair Jeffrey Bleich said: “We are genuinely disturbed by the allegations concerning Mr Doyle and will fully assist ASIC in getting to the bottom of that matter."Nuix has also come to understand, through that application, that ASIC’s Financial Reporting and Audit Enforcement Team (FRAET) has commenced a separate investigation into the affairs of Nuix, specifically, suspected contraventions of sections 296, 344 and 1308 of the Corporations Act in relation to the financial statements of Nuix for the periods ending 30 June 2018, 30 June 2019 and 30 June 2020 lodged with ASIC and sections 1308 and 1309 of the Corporations Act, in relation to the Initial Public Offering Prospectus lodged by Nuix with ASIC and with the ASX. Nuix is not aware of the precise nature of the investigation beyond the information outlined above and has not received any formal notification from ASIC in relation to any such investigation. Nuix is fully committed to cooperating in any such investigation.This announcement has been authorised by the Board of Nuix.Media ContactHelen McCombie Citadel-MAGNUS+61 411 756 248 [email protected] ContactVanessa Beresford Citadel-MAGNUS+61 451 422 892 [email protected]
 
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