ADDITIONAL STOCK EXCHANGE INFORMATIONThe shareholder information...

ADDITIONAL STOCK EXCHANGE INFORMATION
The shareholder information set out below was applicable as at 28 September 2017.
A. Distribution of equity securities
Analysis of numbers of equity security holders by size of holding:
Class of equitysecurity
Ordinary shares
Redeemable
preference
shares
Convertible
notes
HoldingSharesOptions
1– 1,00064---
1,001– 5,000168---
5,001– 10,00049---
10,001– 100,000103---
100,001 and over36231
420231
B. Equity security holders
Twenty largest quoted equity security holders
The names of the twenty largest holders of quoted equity securities are listed below:
Ordinary
Shares
NameNumber
held
Percenta
ge of
issued
shares
JOSEPH ENERGY (HONG KONG) LIMITED19,190,90934.57%
HONG KONG JINGAOFENGDA BUSINESS CO LIMITED7,200,00012.97%
JONATHAN PAUL BACK6,502,97311.72%
CHRISTOPHER CHEN3,657,0006.59%
PARKRIDGE CAPITAL INC1,820,0003.28%
KUOKAI PTY LTD <KUO’S GROUP FAMILY A/C>1,773,8003.20%
ARMSTRONG INDUSTRIES HK LTD1,612,5002.91%
HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED1,461,4322.63%
ALAN KAI-YUAN CHENG835,2501.50%
MR KOKI INOMATA670,0001.21%
WILLIAM RICHARD PIRIE420,0000.76%
MR DAVID HARPER400,0000.72%
TSUMO H.K. CO. LIMITED350,0000.63%
MS LISA HUANG336,4000.61%
JASON RALPH COX320,0000.58%
MR SING FUNG STEVE NGAN320,0000.58%
ERIDITUS PTY LTD <THE ROBERT VAGNONI FAM A/C>300,0000.54%
ROBERT HOWE +292,0000.53%
MR CLIVE JAMES MCKERR + MRS SARAH JAYNE SANDRA
MCKERR <MCKERR SUPER FUND A/C>
290,0000.52%
CARY CHEN280,2500.50%

ADDITIONAL STOCK EXCHANGE INFORMATION
C. Substantial Shareholders
The names of shareholders with relevant interests of 5% or more (of the voting power of those
shares) are listed below:
Ordinary
Shares
NameNumber heldPercentage of issued
shares
JOSEPH ENERGY (HONG KONG) LIMITED19,190,91034.57%
HONG KONG JINGAOFENGDA BUSINESS CO LIMITED7,200,00012.97%
JONATHAN PAUL BACK (Direct and Indirect)6,532,97311.77%
CHRISTOPHER CHEN3,657,0006.59%
36,580,88365.90