Ann: Change in substantial holding, page-72

Finally, we work to maintain an appropriate balance of value within the EGB portfolio. To the extent the value of our investment in any particular company grows beyond a certain percentage of our portfolio, we work to rebalance through sales into the open market and privately negotiated block trades. Any rebalancing is done with a view towards minimal impact on stock price and only takes place following the expiration of statutory and contractual lock-ups and escrow arrangements. Disengagement and rebalancing post-public financing are integral parts of EGB’s investment thesis, which not only protect against a significant decrease in the value of a single investment, but also liberates human and financial resources for the pursuit of new ventures.

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