Ann: Change in substantial holding, page-7

"It is not the company's responsibility to ensure substaintial shareholder notices and changes in substantial shareholder notices (Form 604) are files. Under Sec 671B of the Corporations Act the responsibility rests on the shareholder to declare all the relevant interests it has in a company by submitting a Form 604 to both the company and the ASX as per requirements of the Corp Act. "


Did you think I was unaware of whose responsibility it was to lodge the document? Which part of "shareholder was non compliant? " did you not comprehend .

I can't believe anyone would try and defend what appears IMO a non lodgement and non compliance? 5 paragraphs just for one who asked!

We have no idea of circumstances of when and to whom the paperwork was lodged but it is dated 23/3 and memory says it is normally required in 2 days ( or 9.30 in takeovers next day) . . However I would believe that daily NUH get registry report package showing movement , major holders etc etc like every other ASX company does. We have no idea if NUH had or had not communicated with as a courteousy RK to lodge a notice since they would be aware an updated one was required but it is pretty simple stuff and also good to support a foreign holder with local compliance since they did support them with $. NUH had already delared the holder name in issue docs and in corp presentation with increase but shareholders and the market shoudln't have to chase old reports to be fully informed IMO.

Also the custodian - Normally custodians are all over this in notifying shareholder and reminding them of obligations because of their compliance requiremnts internal and external.

My comments are not NUH specific in regards ASX ASIC Companies Shareholders and late reporting but are general in regards to markets being fully informed in the correct manner in the correct timeframe and shame there is not more serious enforcement to ensure market integrity.

The purpose of the
requirements is, more broadly, to underpin the integrity of the markets for
quoted securities by ensuring that investors are generally informed about the
existence and dealings of persons who may have substantial influence over
the entities in which they are investing, and arrangements that may be
relevant to their investment decision.