In fairness the compliance for stockbroking is quite different, they are licensed to provide advice on more restricted products (generally only investments not super funds etc). They pretty much all have automated SOAs in place already as they are much more simple and much of. the time just ROAs.
Stockbroking firms do generally have in-house planners though who are licensed to provide advice on everything and they take care of the super, risk and investment structure side of things (I was one). That is much more manual.
In fairness the compliance for stockbroking is quite different,...
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