JWI
18/11/2014 16:47
RELINT
REL: 1647 HRS Just Water International Limited
RELINT: JWI: Ongoing Disclosure Notice (Anthony Edwin Falkenstein)
DISCLOSURE NOTICE
Disclosure of Directors and Officers Relevant Interests
(Section 19T, Securities Markets Act 1988)
A. Disclosure obligation (tick box to note which disclosure obligation
applies)
Initial disclosure (complete Parts A, B, C, D, F, and G of this notice)
Ongoing disclosure (complete Parts A, B, C, E, F and G of this notice)
B. Preliminary
1. Name: Anthony Edwin Falkenstein
2. Name of issuer: Just Water International Limited
NZX company code of issuer: JWI
3. Name of related body corporate (if applicable):
4. Position you hold in the issuer or related body corporate: Director
5. Date of this disclosure notice: 18 November 2014
C. Nature of relevant interest
6. Name of registered holder(s) of security (as required by regulation 6A(b)
or regulation 7(b)):
(a) The Harvard Group Limited
(b) Anthony Edwin Falkenstein as trustee of the Falkenstein University of
Auckland Business School Charitable Trust Board
(c) Anthony Edwin Falkenstein as trustee of the Falkenstein Onehunga Business
School Charitable Trust Board
(d) Anthony Edwin Falkenstein as trustee of the Edwin Trust as bare trustee
for the Falkenstein Unitec Business School Charitable Trust Board
(e) Anthony Edwin Falkenstein as trustee of the Edwin Trust
(f) Anthony Edwin Falkenstein as beneficiary of the Jeanette Trust
(g) Anthony Edwin Falkenstein as trustee of the Renate Share Trust
(h) Anthony Edwin Falkenstein
(i) Anthony Edwin Falkenstein as trustee of the Edwin Trust as bare trustee
for The Harvard Group Limited
(j) Anthony Edwin Falkenstein as trustee of the Mairangi Trust
7. Class and type of security (as required by regulation 6B or regulation 8):
Ordinary Shares
8. Nature of relevant interest in security (as required by regulation 6A (a)
or regulation 7(a)):
(a) Beneficial relevant interest
(b) Non-beneficial relevant interest
(c) Non-beneficial relevant interest
(d) Non-beneficial relevant interest
(e) Beneficial relevant interest
(f) Beneficial relevant interest
(g) Beneficial relevant interest
(h) Beneficial relevant interest
(i) Beneficial relevant interest
(j) Beneficial relevant interest
D. Date (for initial disclosure)
9. Date of disclosure obligation (as required by regulation 6C):
E. Transaction (for ongoing disclosure)
10. Date of last disclosure (as required by regulation 13): 28 October 2014
per SSH notice
11. Date(s) of acquisition(s) or disposal(s) (as required by regulation 9):
17 November 2014
12. Number of transactions (as required by regulation 12(2), if applicable):
One (1)
13. Nature or type of transaction (as required by regulation 11(1)(a)): On
market purchase of shares
14. Consideration (as required by regulation 10): $0.15 per share
15. Number of securities held prior, set out by class and type (as required
by regulation 8):
(a) 53,936,342 ordinary shares held by The Harvard Group Limited of which
Anthony Edwin Falkenstein is a director. Anthony Edwin Falkenstein is also a
trustee of a shareholder of The Harvard Group Limited, being the Edwin Trust
(b) 2,000,000 ordinary shares held by the Falkenstein University of Auckland
Business School Charitable Trust Board of which Anthony Edwin Falkenstein is
a trustee
(c) 2,000,000 ordinary shares held by the Falkenstein Onehunga Business
School Charitable Trust Board of which Anthony Edwin Falkenstein is a trustee
(d) 2,000,000 ordinary shares held by Edwin Trust as bare trustee for the
Falkenstein Unitec Business School Charitable Trust Board of which Anthony
Edwin Falkenstein is a trustee
(e) 1,268,000 ordinary shares held as a trustee of the Edwin Trust of which
Anthony Edwin Falkenstein is a trustee and a beneficiary
(f) 1,268,000 ordinary shares held by the Jeanette Trust of which Anthony
Edwin Falkenstein is a beneficiary
(g) 50,000 ordinary shares held by The Renate Share Trust of which Anthony
Edwin Falkenstein is a trustee and a beneficiary
(h) 796,310 ordinary shares held by Anthony Edwin Falkenstein
(i) 25,000 ordinary shares held as a trustee of the Mairangi Trust of which
Anthony Edwin Falkenstein is a trustee and a beneficiary
16. Number of securities subject to acquisition or disposal (as required by
regulation 11(1)(b)): 40,228 ordinary shares
F. Extent of relevant interest
17. Number of securities held now, set out by class and type (as required by
regulation 6B or regulation 8):
(a) 53,936,342 ordinary shares held by The Harvard Group Limited of which
Anthony Edwin Falkenstein is a director. Anthony Edwin Falkenstein is also a
trustee of a shareholder of The Harvard Group Limited, being the Edwin Trust
(b) 2,000,000 ordinary shares held by the Falkenstein University of Auckland
Business School Charitable Trust Board of which Anthony Edwin Falkenstein is
a trustee
(c) 2,000,000 ordinary shares held by the Falkenstein Onehunga Business
School Charitable Trust Board of which Anthony Edwin Falkenstein is a trustee
(d) 2,000,000 ordinary shares held by Edwin Trust as bare trustee for the
Falkenstein Unitec Business School Charitable Trust Board of which Anthony
Edwin Falkenstein is a trustee
(e) 1,268,000 ordinary shares held as a trustee of the Edwin Trust of which
Anthony Edwin Falkenstein is a trustee and a beneficiary
(f) 1,268,000 ordinary shares held by the Jeanette Trust of which Anthony
Edwin Falkenstein is a beneficiary
(g) 50,000 ordinary shares held by The Renate Share Trust of which Anthony
Edwin Falkenstein is a trustee and a beneficiary
(h) 796,310 ordinary shares held by Anthony Edwin Falkenstein
(i) 25,000 ordinary shares held as a trustee of the Mairangi Trust of which
Anthony Edwin Falkenstein is a trustee and a beneficiary
(j) 40,228 ordinary shares held by Edwin Trust as bare trustee for the The
Harvard Group Limited of which Anthony Edwin Falkenstein is a director.
Anthony Edwin Falkenstein is also a trustee of a shareholder of The Harvard
Group Limited, being the Edwin Trust
Signature (as required by regulation 14)
A E Falkenstein
End CA:00257807 For:JWI Type:RELINT Time:2014-11-18 16:47:43
