WHS
19/03/2014 16:51
RELINT
REL: 1651 HRS The Warehouse Group Limited
RELINT: WHS: Ongoing Disclosure Notices (Various)
Ongoing Disclosure Notice
Disclosure of Directors and Officers Relevant Interests
Section 19T(2), Securities Markets Act 1988
A. Details of Director or Officer
Name of director or officer of public issuer Sir Stephen Robert Tindall
Name of public issuer The Warehouse Group Limited
Name of related body corporate (if applicable)
Position held in public issuer Founder and Non-Executive Director
B. Securities in public issuer or any related body corporate in which
director or officer has relevant interest
Number, class, and type of securities
(a) 92,420,938 Ordinary Shares
(b) 742,624 Ordinary Shares
(c) 3,408,408 Ordinary Shares
(d) 3,727,088 Ordinary Shares
C. Nature of relevant interest and name of registered holder
Nature of relevant interest in securities
(a) Beneficial Interest
(b) Non-Beneficial Interest - Merani Trust
(c) Non-Beneficial Interest - R&G Tindall Trust
(d) Non-Beneficial Interest - SRT Family Trust
Name of registered holder of securities
(a) Sir Stephen Robert Tindall
(b) Merani Trust
(c) R&G Tindall Trust
(d) SRT Family Trust
D. Details of acquisitions and disposals
If the relevant interest was acquired
Date of acquistion 13 March 2014
Consideration paid for acquistion $3.23 per Ordinary Share
If the relevant interest was disposed of
Date of Disposal
Consideration paid for disposal
Type of Transaction
Describe the arrangement pursuant to which, or the circumstances in which,
the acquisition or disposal took place(a) Allocation of 8,362,655 Ordinary
shares under Private Placement
(b) Allocation of 67,196 Ordinary shares under Private Placement
(c) Allocation of 308,408 Ordinary shares under Private Placement
(d) Allocation of 337,244 Ordinary shares under Private Placement
E. Total number of transactions this notice relates to Four
F. Date of last disclosure notice (whether in Form 1 or Form 2) by director
or officer 14 February 2013
G. Signature
Signature of director or officer
Date of signature
or
Signature of person authorised to sign on behalf of director or officer
Kerry Nickels, Company Secretary
Date of signature 19 March 2014
Ongoing Disclosure Notice
Disclosure of Directors and Officers Relevant Interests
Section 19T(2), Securities Markets Act 1988
A. Details of Director or Officer
Name of director or officer of public issuer Keith Raymond Smith
Name of public issuer The Warehouse Group Limited
Name of related body corporate (if applicable)
Position held in public issuer Non-Executive Director
B. Securities in public issuer or any related body corporate in which
director or officer has relevant interest
Number, class, and type of securities 222,000 Ordinary Shares (after
transaction described below)
C. Nature of relevant interest and name of registered holder
Nature of relevant interest in securities Director, Non-beneficial interest
Name of registered holder of securities Gwendoline Holdings Limited
D. Details of acquisitions and disposals
If the relevant interest was acquired
Date of acquistion 13 March 2014
Consideration paid for acquistion $3.23 per Ordinary share
If the relevant interest was disposed of
Date of Disposal
Consideration paid for disposal
Type of Transaction
Describe the arrangement pursuant to which, or the circumstances in which,
the acquisition or disposal took place Allocation of 30,000 Ordinary shares
under Private Placement
E. Total number of transactions this notice relates to One
F. Date of last disclosure notice (whether in Form 1 or Form 2) by director
or officer 18 March 2014
G. Signature
Signature of director or officer
Date of signature
or
Signature of person authorised to sign on behalf of director or officer
Kerry Nickels Company Secretary
Date of signature 19 March 2014
Ongoing Disclosure Notice
Disclosure of Directors and Officers Relevant Interests
Section 19T(2), Securities Markets Act 1988
A. Details of Director or Officer
Name of director or officer of public issuer Keith Raymond Smith
Name of public issuer The Warehouse Group Limited
Name of related body corporate (if applicable)
Position held in public issuer Non-Executive Director
B. Securities in public issuer or any related body corporate in which
director or officer has relevant interest
Number, class, and type of securities 416,928 Ordinary Shares (after
transaction described below)
C. Nature of relevant interest and name of registered holder
Nature of relevant interest in securities Trustee, Non-beneficial interest
Name of registered holder of securities Keith Raymond Smith, Brian
Mayo-Smith, John Richard Avery
(Selwyn Trust)
D. Details of acquisitions and disposals
If the relevant interest was acquired
Date of acquistion 13 March 2014
Consideration paid for acquistion $3.23 per Ordinary share
If the relevant interest was disposed of
Date of Disposal
Consideration paid for disposal
Type of Transaction
Describe the arrangement pursuant to which, or the circumstances in which,
the acquisition or disposal took place Allocation of 10,000 Ordinary shares
under Private Placement
E. Total number of transactions this notice relates to One
F. Date of last disclosure notice (whether in Form 1 or Form 2) by director
or officer 18 March 2014
G. Signature
Signature of director or officer
Date of signature
or
Signature of person authorised to sign on behalf of director or officer
Kerry Nickels, Company Secretary
Date of signature 19 March 2014
Ongoing Disclosure Notice
Disclosure of Directors and Officers Relevant Interests
Section 19T(2), Securities Markets Act 1988
A. Details of Director or Officer
Name of director or officer of public issuer Keith Raymond Smith
Name of public issuer The Warehouse Group Limited
Name of related body corporate (if applicable)
Position held in public issuer Non-Executive Director
B. Securities in public issuer or any related body corporate in which
director or officer has relevant interest
Number, class, and type of securities
(a) 742,624 Ordinary Shares
(b) 3,408,408 Ordinary Shares
(c) 3,727,088 Ordinary Shares
C. Nature of relevant interest and name of registered holder
Nature of relevant interest in securities
(a) Trustee, Non-Beneficial Interest - Merani Trust
(b)Trustee, Non-Beneficial Interest - R&G Tindall Trust
(c) Trustee, Non-Beneficial Interest - SRT Family Trust
Name of registered holder of securities
(a) Merani Trust
(b) R&G Tindall Trust
(c) SRT Family Trust
D. Details of acquisitions and disposals
If the relevant interest was acquired
Date of acquistion 13 March 2014
Consideration paid for acquistion $3.23 per Ordinary Share
If the relevant interest was disposed of
Date of Disposal
Consideration paid for disposal
Type of Transaction
Describe the arrangement pursuant to which, or the circumstances in which,
the acquisition or disposal took place
(a) Allocation of 67,196 Ordinary shares under Private Placement
(b) Allocation of 308,408 Ordinary shares under Private Placement
(c) Allocation of 337,244 Ordinary shares under Private Placement
E. Total number of transactions this notice relates to Three
F. Date of last disclosure notice (whether in Form 1 or Form 2) by director
or officer 14 February 2013
G. Signature
Signature of director or officer
Date of signature
or
Signature of person authorised to sign on behalf of director or officer
Kerry Nickels, Company Secretary
Date of signature 19 March 2014
Ongoing Disclosure Notice
Disclosure of Directors and Officers Relevant Interests
Section 19T(2), Securities Markets Act 1988
A. Details of Director or Officer
Name of director or officer of public issuer Keith Raymond Smith
Name of public issuer The Warehouse Group Limited
Name of related body corporate (if applicable)
Position held in public issuer Non-Executive Director
B. Securities in public issuer or any related body corporate in which
director or officer has relevant interest
Number, class, and type of securities 14,000 Ordinary Shares (after
transaction described below)
C. Nature of relevant interest and name of registered holder
Nature of relevant interest in securities Trustee, Non-beneficial interest
Name of registered holder of securities Owen Coutts Pierce & Alan Douglas
Pierce & Keith Raymond Smith
(Sycamore Settlement Trust)
D. Details of acquisitions and disposals
If the relevant interest was acquired
Date of acquistion
Consideration paid for acquistion
If the relevant interest was disposed of
Date of Disposal 13 March 2014
Consideration paid for disposal $3.23 per share
Type of Transaction
Describe the arrangement pursuant to which, or the circumstances in which,
the acquisition or disposal took place On-market sale of 4,000 ordinary
shares
E. Total number of transactions this notice relates to One
F. Date of last disclosure notice (whether in Form 1 or Form 2) by director
or officer 18 March 2014
G. Signature
Signature of director or officer
Date of signature
or
Signature of person authorised to sign on behalf of director or officer
Kerry Nickels, Company Secretary
Date of signature 19 March 2014
Ongoing Disclosure Notice
Disclosure of Directors and Officers Relevant Interests
Section 19T(2), Securities Markets Act 1988
A. Details of Director or Officer
Name of director or officer of public issuer Keith Raymond Smith
Name of public issuer The Warehouse Group Limited
Name of related body corporate (if applicable)
Position held in public issuer Non-Executive Director
B. Securities in public issuer or any related body corporate in which
director or officer has relevant interest
Number, class, and type of securities 1,430,864 Ordinary Shares (after
transactions described below)
C. Nature of relevant interest and name of registered holder
Nature of relevant interest in securities Trustee, Non-beneficial interest
Name of registered holder of securities The Warehouse Management Trustee
Company No.2 Limited
D. Details of acquisitions and disposals
If the relevant interest was acquired
Date of acquistion 13 March 2014
Consideration paid for acquistion $3.23
If the relevant interest was disposed of
Date of Disposal
Consideration paid for disposal
Type of Transaction
Describe the arrangement pursuant to which, or the circumstances in which,
the acquisition or disposal took place
Allocation of 1,000,000 Ordinary shares under Private Placement
E. Total number of transactions this notice relates to One
F. Date of last disclosure notice (whether in Form 1 or Form 2) by director
or officer 18 March 2014
G. Signature
Signature of director or officer
Date of signature
or
Signature of person authorised to sign on behalf of director or officer
Kerry Nickels, Company Secretary
Date of signature 19 March 2014
Ongoing Disclosure Notice
Disclosure of Directors and Officers Relevant Interests
Section 19T(2), Securities Markets Act 1988
A. Details of Director or Officer
Name of director or officer of public issuer Eduard Koert van Arkel
Name of public issuer The Warehouse Group Limited
Name of related body corporate (if applicable)
Position held in public issuer Non-Executive Director
B. Securities in public issuer or any related body corporate in which
director or officer has relevant interest
Number, class, and type of securities 1,430,864 Ordinary Shares (after
transactions described below)
C. Nature of relevant interest and name of registered holder
Nature of relevant interest in securities Trustee, Non-beneficial interest
Name of registered holder of securities The Warehouse Management Trustee
Company No.2 Limited
D. Details of acquisitions and disposals
If the relevant interest was acquired
Date of acquistion 13 March 2014
Consideration paid for acquistion $3.23
If the relevant interest was disposed of
Date of Disposal
Consideration paid for disposal
Type of Transaction
Describe the arrangement pursuant to which, or the circumstances in which,
the acquisition or disposal took place
Allocation of 1,000,000 Ordinary shares under Private Placement
E. Total number of transactions this notice relates to One
F. Date of last disclosure notice (whether in Form 1 or Form 2) by director
or officer 17 February 2014
G. Signature
Signature of director or officer
Date of signature
or
Signature of person authorised to sign on behalf of director or officer
Kerry Nickels, Company Secretary
Date of signature 14 March 2014
Ongoing Disclosure Notice
Disclosure of Directors and Officers Relevant Interests
Section 19T(2), Securities Markets Act 1988
A. Details of Director or Officer
Name of director or officer of public issuer Stephen Small
Name of public issuer The Warehouse Group Limited
Name of related body corporate (if applicable)
Position held in public issuer Chief Financial Officer
B. Securities in public issuer or any related body corporate in which
director or officer has relevant interest
Number, class, and type of securities (a) 66,319 Ordinary Shares
(b) 185,238 Conditional Rights (after transaction described below)
C. Nature of relevant interest and name of registered holder
Nature of relevant interest in securities (a) Beneficial Interest
(b) Beneficial Interest - Conditional Rights available to be allocated and
transferred in The Warehouse Group Limited ordinary shares upon the
satisfaction of certain conditions and in accordance with the Deed in respect
of The Warehouse Group Limited Executive Share Scheme
Name of registered holder of securities (a) Stephen Small
(b) Stephen Small
D. Details of acquisitions and disposals
If the relevant interest was acquired
Date of acquistion 13 March 2014
Consideration paid for acquistion $3.23 per share
If the relevant interest was disposed of
Date of Disposal
Consideration paid for disposal
Type of Transaction
Describe the arrangement pursuant to which, or the circumstances in which,
the acquisition or disposal took place Allocation of 50,000 shares under
Private Placement
E. Total number of transactions this notice relates to
One
F. Date of last disclosure notice (whether in Form 1 or Form 2) by director
or officer 4 November 2013
G. Signature
Signature of director or officer
Date of signature
or
Signature of person authorised to sign on behalf of director or officer
Date of signature 19 March 2014
End CA:00248422 For:WHS Type:RELINT Time:2014-03-19 16:51:05
