ATM
18/06/2015 12:48
SSH
NOT PRICE SENSITIVE
REL: 1248 HRS The a2 Milk Company Limited
SSH: ATM: SSH Notice - First NZ Capital Group Limited
Disclosure of beginning to have substantial holding
Section 276, Financial Markets Conduct Act 2013
Note: This form must be completed in accordance with the instructions at the
end of the form.
To NZX Limited
and
To The A2 Milk Company Limited
Date this disclosure made: 18 June 2015
Date on which substantial holding began: 17 June 2015
Substantial product holder(s) giving disclosure
Full name(s): First NZ Capital Group Limited
Summary of substantial holding
Class of quoted voting products: Ordinary shares
Summary for: First NZ Capital Securities Limited and Harbour Asset
Management Limited
For this disclosure - (a) total number held in class: 33,324,572
(b) total in class: 660,066,979
(c) total percentage held in class: 5.05%
Details of relevant interests
Details for: First NZ Capital Securities Limited Harbour Asset
Management Limited
Nature of relevant interest(s): Beneficial owner of financial
products As fund manager, the power to exercise a right to vote attached to,
and power to acquire or dispose of, the products, under powers of investment
contained in investment management contracts with clients (the beneficial
owners of the products).
For that relevant interest - number held in class: 341,270 32,983,302
percentage held in class: 0.051% 4.997%
current registered holder of financial products: 104,270 -
unknown
237,000 - First NZ Capital Securities Limited 725,000 - unknown
32,258,302 - various nominee companies on behalf of clients as beneficial
owners.
registered holder of financial products once transfer is registered:
First NZ Capital Securities Limited
No relevant agreement needs to be attached under regulation 139.
Various nominee companies on behalf of clients as beneficial owners.
No relevant agreement needs to be attached under regulation 139.
Details of transactions and events giving rise to relevant event
Details of the transactions or other events requiring disclosure: On 16
June 2015, as part of normal on-market trading activity under discretionary
investment management mandates, Harbour Asset Management Limited had a
relevant interest in 32,258,302 (4.887%) ATM shares. On 17 June 2015, Harbour
Asset Management Limited purchased 725,000 ATM shares (for total
consideration of $418,334.06). As a result of these transactions, as at 17
June 2015, Harbour Asset Management Limited had a relevant interest in
32,983,302 (4.997%) ATM shares.
On 16 June 2015, as a result of normal on-market trading activity involving
the purchase and sale of ATM shares, First NZ Capital Securities Limited had
a relevant interest in 241,070 (0.036%) ATM shares. On 17 June 2015 First NZ
Capital Securities Limited purchased 100,200 ATM shares (for total
consideration of $176,711) at as a result of normal on-market trading
activity, increasing its holding to 341,270 (0.051%) ATM shares.
As a result of these transactions, First NZ Capital Group Limited (which
includes the related body corporates, First NZ Capital Securities Limited and
Harbour Asset Management Limited), has, at the date of this notice, a
relevant interest in 33,324,572 (5.05%) ATM shares.
Additional information
Address(es) of substantial product holder(s): Level 14, 171 Featherston
Street, Wellington
Contact details: Richard Bodman, + 64 4 474 4017,
[email protected]
Nature of connection between substantial product holders: First NZ
Capital Group Limited, First NZ Capital Securities Limited and Harbour Asset
Management Limited are related bodies corporate.
Name of any other person believed to have given, or believed to be required
to give, a disclosure under the Financial Markets Conduct Act 2013 in
relation to the financial products to which this disclosure relates: None
Certification
I, Richard William Bodman, certify that, to the best of my knowledge and
belief, the information contained in this disclosure is correct and that I am
duly authorised to make this disclosure by all persons for whom it is made.
End CA:00265880 For:ATM Type:SSH Time:2015-06-18 12:48:17
