- Release Date: 05/02/16 16:36
- Summary: SSH: ATM: SSH Notice - Regal Funds Management Pty Ltd
- Price Sensitive: No
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ATM 05/02/2016 16:36 SSH NOT PRICE SENSITIVE REL: 1636 HRS The a2 Milk Company Limited SSH: ATM: SSH Notice - Regal Funds Management Pty Ltd Disclosure of movement of 1% or more in substantial holding or change in nature of relevant interest, or both Sections 277 and 278, Financial Markets Conduct Act 2013 Note: This form must be completed in accordance with the instructions at the end of the form. To NZX and To The A2 Milk Company Limited Relevant event being disclosed: Change of Substantial Shareholding by 1% or more Date of relevant event: 18 December 2015 Date this disclosure made: 5 February 2016 Date last disclosure made: 5 February 2016 Substantial product holder(s) giving disclosure Full name(s): Regal Funds Management Pty Ltd Summary of substantial holding Class of quoted voting products: Ordinary Shares, ISIN: NZATME0002S8 Summary for Regal Funds Management Pty Ltd For this disclosure,-- (a) total number held in class: 37,580,160 (b) total in class: 703,560,065 (c) total percentage held in class: 5.341% For last disclosure,-- (a) total number held in class: 45,111,189 (b) total in class: 703,560,065 (c) total percentage held in class: 6.412% Details of transactions and events giving rise to relevant event In the period from the last disclosure, as part of normal on-market trading activity relevant interests were acquired by Regal Funds Management Pty Limited via purchasing 1,687 of common shares ($1,147 NZD) and selling 3,533,939 of common shares ($4,376,993 NZD) on a public market and via controlling the disposal of a derivative relevant interest over 3,998,777 of shares ($4,491,919 NZD). Details of relevant interests Details for Regal Funds Management Pty Ltd Nature of relevant interest(s): Relevant interest by virtue of Regal Funds Management Pty Limited having the power to acquire or dispose of financial products in its capacity as trustee and manager of the Atlantic Absolute Return Fund, Zambezi Absolute Return Fund, Tasman Market Neutral Fund, Amazon Market Neutral Fund, Regal Australian Long Short Equity Fund, Regal Australian Long Short Geared Equity Fund, Regal Australian Small Companies Fund and Regal Asian Quantitative Fund. For that relevant interest,-- (a) number held in class: 24,308,766 (b) percentage held in class: 3.455% (c) current registered holder(s): Atlantic Absolute Return Fund (0.30%), (Custodian - UBS Nominees Pty Ltd) Atlantic Absolute Return Fund (0.39%), (Custodian - Credit Suisse Securities Europe Ltd) Atlantic Absolute Return Fund (0.34%), (Custodian - Merrill Lynch (Aus) Nominees Pty Ltd) Zambezi Absolute Return Fund (0.36%), (Custodian - UBS Nominees Pty Ltd) Zambezi Absolute Return Fund (0.04%), (Custodian - Merrill Lynch (Aus) Nominees Pty Ltd) Tasman Market Neutral Fund (0.43%), (Custodian - UBS Nominees Pty Ltd) Tasman Market Neutral Fund (0.08%), (Custodian - Credit Suisse Securities Europe Ltd) Tasman Market Neutral Fund (0.22%), (Custodian - Merrill Lynch (Aus) Nominees Pty Ltd) Tasman Market Neutral Fund (0.28%), (Custodian - HSBC Custody Nominees (Australia) Limited A/C 2) Amazon Market Neutral Fund (0.48%), (Custodian - UBS Nominees Pty Ltd) Amazon Market Neutral Fund (0.02%), (Custodian - HSBC Custody Nominees (Australia) Limited A/C 2) Regal Australian Long Short Equity Fund (0.02%), (Custodian - UBS Nominees Pty Ltd) Regal Australian Long Short Equity Fund (0.07%), (Custodian - Credit Suisse Securities Europe Ltd) Regal Australian Long Short Equity Fund (0.04%), (Custodian - Merrill Lynch (Aus) Nominees Pty Ltd) Regal Australian Long Short Geared Equity Fund (0.13%), (Custodian - UBS Nominees Pty Ltd) Regal Australian Small Companies Fund (0.26%), (Custodian - UBS Nominees Pty Ltd) Regal Asian Quantitative Fund (0.001%), (Custodian - UBS Nominees Pty Ltd) (d) registered holder(s) once transfers are registered: Unknown Details of relevant interests Details for Regal Funds Management Pty Limited Nature of relevant interest(s): derivative relevant interest over quoted underlying. For that relevant interest,-- (a) number held in class: 13,271,394 (b) percentage held in class: 1.886% (c) current registered holder(s): Zambezi Absolute Return Fund (0.08%), (UBS AG, Australia Branch) Zambezi Absolute Return Fund (0.45%), (Credit Suisse Securities Europe Ltd) Zambezi Absolute Return Fund (0.29%), (Merrill Lynch International Limited) Amazon Market Neutral Fund (0.14%), (UBS AG, Australia Branch) Amazon Market Neutral Fund (0.13%), (Credit Suisse Securities Europe Ltd) Amazon Market Neutral Fund (0.36%), (Merrill Lynch International Limited) Amazon Market Neutral Fund (0.44%), (Custodian - Morgan Stanley & Co Intl Plc) Regal Asian Pearl Fund (0.003%), (Custodian - UBS AG, Australia Branch) For a derivative relevant interest, also-- (a) type of derivative: Cash Settled Swap Agreement (b) details of derivative: (refer attached) (c) parties to the derivative: UBS AG (Australia Branch), Credit Suisse Securities Europe Ltd, Merrill Lynch International Limited, Morgan Stanley & Co Intl Plc, Zambezi Absolute Return Fund, Amazon Market Neutral Fund and Regal Asian Pearl Fund (d) if the substantial product holder is not a party to the derivative, the nature of the relevant interest in the derivative: Power to control the acquisition or disposal of the financial product under an agreement. Details of transactions and events giving rise to substantial holding Details of the transactions or other events requiring disclosure: (refer attached) Additional information Address(es) of substantial product holder(s): Regal Funds Management Pty Ltd Level 47, 1 Macquarie Place, NSW, 2000, Sydney, Australia Contact details: Regal Funds Management Pty Ltd Ph: +61 2 8197 4333 Email: [email protected] Name of any other person believed to have given, or believed to be required to give, a disclosure under the Financial Markets Conduct Act 2013 in relation to the financial products to which this disclosure relates: N/A Certification I, Philip King certify that, to the best of my knowledge and belief, the information contained in this disclosure is correct and that I am duly authorised to make this disclosure by all persons for whom it is made. End CA:00277314 For:ATM Type:SSH Time:2016-02-05 16:36:09
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