BTU
06/05/2013 13:11
SSH
REL: 1311 HRS Bathurst Resources Limited
SSH: BTU: SSH Notice - (JPMorgan Chase & Co. and its affiliates)
Disclosure of movement of 1% or more in substantial holding or change in
nature of relevant interest or both
Sections 23 and 24, Securities Markets Act 1988
Relevant event being disclosed: 1% or more in substantial holding
Date of relevant event: 2 May, 2013
To: New Zealand Stock Exchange
And: Bathurst Resources Ltd (BTU)
Date this disclosure made: 3 May 2013
Date last disclosure made: 8 March, 2013
Substantial security holder(s) giving disclosure
Name(s): JPMorgan Chase & Co. and its affiliates
Contact details: Lynette Swee; Telephone 65-68821109; Email:
[email protected] Summary of substantial holding to which disclosure
relates
Class of listed voting securities: Ordinary share
Summary for : China International Fund Management Co. Ltd ;J.P. Morgan
Investment Management Inc. ; JF Asset Management Limited ; JPMorgan Asset
Management (Taiwan) Limited; JPMorgan Asset Management (UK) Limited; J.P.
Morgan Securities Australia Limited
For this disclosure,--
(a) total number held in class: 45,778,705
(b) total in class: 697,247,997
(c) total percentage held in class: 6.57%
For last disclosure,--
(a) total number held in class: 52,882,781
(b) total in class: 697,247,997
(c) total percentage held in class: 7.58 %
Details of transactions and events giving rise to relevant event
Details of the transactions or other events requiring disclosure under the
instructions to this form: Refer Appendix A
Details of relevant interests in substantial holding after relevant event
China International Fund Management Co. Ltd .;J.P. Morgan Investment
Management Inc. ; JF Asset ManagementLimited;
JPMorganAssetManagement(Taiwan)Limited;JPMorganAssetManagement (UK) Limited;
J.P. Morgan Securities Australia Limited
Nature of relevant interest(s):
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Securities purchase and sold on market by China International Fund Management
Co Ltd ; J.P. Morgan Investment Management Inc and JPMorgan Asset Management
(UK) Limited are in their capacity as the discretionary investment managers
to their clients.
Holder of securities by J.P. Morgan Securities Australia Limited subject to
an obligation to return under a securities lending agreement
Purchase and sales of shares by J.P. Morgan Securities Australia Limited in
its Principal/Proprietary capacity
For that relevant interest,--
(a) number held in class: 45,778,705
(b) percentage held in class: 6.57%
(c) current registered holder(s) of securities: : Please see Appendix A
(d) registered holder(s) of securities once transfers registered: Unknown
Additional information
Nature of connection between substantial security holders: All the entities
are members of the J.P. Morgan group of companies and its ultimate holding
company is JPMorgan Chase & Co.
Address(es) of substantial security holder(s):
China International Fund Management Co Ltd
Address: 20th Floor ,Aurora Plaza 99 Fu Cheng Road Putong, Shanghai 200120
J.P.
Morgan Investment Management Inc.
Address: 270 Park Avenue , New York, New York 10036, United States of America
JF Asset Management Ltd
Registered address: 21/F Chater House, 8 Connaught Road Central, Hong Kong
JPMorgan Asset Management (Taiwan) Ltd
17/F, No. 65 Tun Hwa South Road, Section 2, Taipei 106, Taiwan
JPMorgan Asset Management (UK) Ltd
25 Bank Street Canary Wharf London E14 5JP
J.P. Morgan Securities Australia Ltd
Level 32, Grosvenor Place 225 George Street Sydney NSW 2000
Name of any other person believed to have given, or believed to be required
to give, a disclosure under
the Act in relation to the securities to which this disclosure relates: NA
Declaration
I, KeziaWong, declare that, to the best of my knowledge and belief, the
information contained in this disclosure is correct and that I am duly
authorised to make this disclosure by all persons for whom it is made.
Kezia Wong
JPMorgan Chase & Co. and its affiliates
End CA:00235902 For:BTU Type:SSH Time:2013-05-06 13:11:49
