CRP
20/04/2012 10:23
SSH
REL: 1023 HRS Chatham Rock Phosphate Limited
SSH: CRP: SSH: Subsea Investments
Disclosure of movement of 1% or more in substantial holding
Sections 23 and 24, Securities Markets Act 1988
Relevant event being disclosed: movement of 1% or more in substantial holding
Date of relevant event: 20 April 2012
To: NZX Limited
And: Chatham Rock Phosphate Limited
Date this disclosure made: 20 April 2012
Date last disclosure made: 14 March 2012
Substantial security holder(s) giving disclosure
Name(s): Subsea Investments II, LLC
Contact details: Matt Yates, 04 495 2686, [email protected]
Summary of substantial holding to which disclosure relates
Class of listed voting securities: Ordinary Shares (CRP)
Summary for: Subsea Investments II, LLC
For this disclosure,--
(a) total number held in class: 13,296,070
(b) total in class: 66,563,608
(c) total percentage held in class: 19.974%
For last disclosure,--
(a) total number held in class: 11,442,641
(b) total in class: 64,710,179
(c) total percentage held in class: 17.683%
Details of transactions and events giving rise to relevant event
Details of the transactions or other events requiring disclosure under the
instructions to this form:
On the date of this form the substantial security holder subscribed for and
was allotted 1,853,429 ordinary shares in the issuer for an issue price of
$0.20 per share pursuant to an Investment Agreement with the issuer.
Details of relevant interests in substantial holding after relevant event
Details for: Subsea Investments II, LLC
Nature of relevant interest(s): Registered holder and beneficial owner. No
agreement is attached per Regulation 11
For that relevant interest,--
(a) number held in class: 13,296,070
(b) percentage held in class: 19.974%
(c) current registered holder(s) of securities: N/A - newly issued.
(d) registered holder(s) of securities once transfers registered: N/A - newly
issued.
Additional information
Nature of connection between substantial security holders: N/A
Address(es) of substantial security holder(s): 5858 Central Ave, St
Petersburg, Florida 33707, United States of America
Name of any other person believed to have given, or believed to be required
to give, a disclosure under the Act in relation to the securities to which
this disclosure relates: N/A
Declaration
I, Matthew Wallace Yates, declare that, to the best of my knowledge and
belief, the information contained in this disclosure is correct and that I am
duly authorised to make this disclosure by all persons for whom it is made.
End CA:00222051 For:CRP Type:SSH Time:2012-04-20 10:23:22
