Ann: SSH: DIL: SSH Notice - Harbour Asset Management Limited

• Release Date: 17/09/15 09:55
• Summary: SSH: DIL: SSH Notice - Harbour Asset Management Limited
• Price Sensitive: No
• Download Document  3.21KB

					DIL
17/09/2015 09:55
SSH
NOT PRICE SENSITIVE
REL: 0955 HRS Diligent Corporation (NS)

SSH: DIL: SSH Notice - Harbour Asset Management Limited

Disclosure of movement of 1% or more in substantial holding or change in
nature of relevant interest or both
Sections 277 and 278, Financial Markets Conduct Act 2013

To NZX Limited
and
To Diligent Board Member Services Inc.

Relevant event being disclosed Disclosure of movement of 1% or more in
substantial holding
Date of relevant event: 16 September 2015
Date this disclosure made: 17 September 2015
Date last disclosure made: 12 June 2015

Substantial product holder(s) giving disclosure
Full name(s): Harbour Asset Management Limited

Summary of substantial holding
Class of quoted voting products: Ordinary shares
Summary for: Harbour Asset Management Limited

For this disclosure -
 (a) total number held in class: 9,295,865
 (b) total in class: 87,188,526
 (c) total percentage held in class: 10.66%
For last
Disclosure -
 (a) total number held in class: 8,369,236
 (b) total in class: 86,934,274
 (c) total percentage held in class: 9.63%

Details of transactions and events giving rise to relevant event
Details of the transactions or other events requiring disclosure: On 15
September 2015, Harbour Asset Management Limited (under discretionary
investment management mandates) had a relevant interest in 9,170,596 (10.53%)
DIL shares. On 16 of September 2015, Harbour Asset Management Limited
received and settled an in specie transfer of 125,269 of DIL shares. As a
result of this transfer, as at 16 September 2015, Harbour Asset Management
Limited had a relevant interest in 9,295,865 (10.66%) DIL shares.

Details after relevant event

Details for: Harbour Asset Management Limited
Nature of relevant interest(s):   As fund manager, the power to exercise a
right to vote attached to, and power to acquire or dispose of, the products,
under powers of investment contained in investment management contracts with
clients (the beneficial owners of the products).
For that relevant interest - number held in class: 9,295,865
 percentage held in class: 10.66%
 current registered holder of financial products: 9,295,865 - various nominee
companies on behalf of clients as beneficial owners.
 registered holder of financial products once transfer is registered: No
relevant agreement needs to be attached under regulation 139.

Additional information
Address(es) of substantial product holder(s): Level 12, 171 Featherston
Street, Wellington
Contact details:  Marama Watana, + 64 9 302 5537, [email protected]
Nature of connection between substantial product holders:  First NZ Capital
Group Limited, First NZ Capital Securities Limited and Harbour Asset
Management Limited are related bodies corporate.

Name of any other person believed to have given, or believed to be required
to give, a disclosure under the Financial Markets Conduct Act 2013 in
relation to the financial products to which this disclosure relates: None

Certification
I, Marama Watana, certify that, to the best of my knowledge and belief, the
information contained in this disclosure is correct and that I am duly
authorised to make this disclosure by all persons for whom it is made.
End CA:00270297 For:DIL    Type:SSH        Time:2015-09-17 09:55:45