FSF
04/06/2014 08:30
SSH
REL: 0830 HRS Fonterra Shareholders' Fund (NS)
SSH: FSF: SSH Notice - UBS AG and its related bodies corporate
Disclosure of movement of 1% or more in substantial holding or change in
nature of relevant interest or both
Sections 23 and 24, Securities Markets Act 1988
Relevant event being disclosed: Movement of 1% or more in substantial holding
Date of relevant event: 30 May 2014
To: NZX Limited
And: Fonterra Shareholders' Fund
Date this disclosure made: 3 June 2014
Date last disclosure made: 30 May 2014
Substantial security holder(s) giving disclosure
Name(s): UBS AG and its related bodies corporate
Contact details: Wuen-Yi Toh
Tel: +65 6495 4535
Email: [email protected]
Summary of substantial holding to which disclosure relates
Class of listed voting securities: Units
Summary for: UBS AG and its related bodies corporate
For this disclosure,--
(a) total number held in class: 6,150,768 shares
(b) total in class: 105,899,349 shares
(c) total percentage held in class: 5.81%
For last disclosure,--
(a) total number held in class: 7,270,047 shares
(b) total in class: 106,021,114 shares
(c) total percentage held in class: 6.86%
Details of transactions and events giving rise to relevant event
Details of the transactions or other events requiring disclosure under the
instructions to this form: Please see Appendix A.
Details of relevant interests currently in substantial holding
Details for: UBS Global Asset Management (Australia) Ltd
Nature of relevant interest(s): Fund Manager with power to exercise control
over voting shares
For that relevant interest,--
(a) number held in class: 34,405
(b) percentage held in class: 0.03%
(c) current registered holder(s) of securities: Not applicable
(d) registered holder(s) of securities once transfers registered: UBS
Global Asset Management (Australia) Ltd
Details for: UBS AG, Australia Branch
Nature of relevant interest(s): Prime Broker that has exercised its borrowing
right in respect of shares pursuant to a Prime Broking Agreement
For that relevant interest,--
(a) number held in class: 5,696,099
(b) percentage held in class: 5.38%
(c) current registered holder(s) of securities: Not applicable
(d) registered holder(s) of securities once transfers registered: UBS AG,
Australia Branch
Details for: UBS AG, London Branch
Nature of relevant interest(s): Prime Broker that has exercised its borrowing
right in respect of shares pursuant to a Prime Broking Agreement
For that relevant interest,--
(a) number held in class: 415,264
(b) percentage held in class: 0.39%
(c) current registered holder(s) of securities: Not applicable
(d) registered holder(s) of securities once transfers registered: UBS AG,
London Branch
Details for: UBS Securities Australia Ltd
Nature of relevant interest(s): Power to control disposal over shares
pursuant to stock borrowing and lending activities
For that relevant interest,--
(a) number held in class: 5,000
(b) percentage held in class: 0.01%
(c) current registered holder(s) of securities: Not applicable
(d) registered holder(s) of securities once transfers registered: UBS
Securities Australia Ltd
Additional information
Nature of connection between substantial security holders:
UBS Global Asset Management (Australia) Ltd: Related body corporate
UBS Securities Australia Ltd: Related body corporate
Address(es) of substantial security holder(s): Details of all UBS offices can
be found through the following link: http://apps2.ubs.com/locationfinder/
Name of any other person believed to have given, or believed to be required
to give, a disclosure under the Act in relation to the securities to which
this disclosure relates: not applicable
Declaration
We declare that, to the best of our knowledge and belief, the information
contained in this disclosure is correct and that we are duly authorised to
make this disclosure by all persons for whom it is made.
End CA:00251170 For:FSF Type:SSH Time:2014-06-04 08:30:12
