JWI
28/10/2014 10:55
SSH
REL: 1055 HRS Just Water International Limited
SSH: JWI: SSH Notice - Ian Donald Malcolm
Disclosure of movement of 1% or more in substantial holding or change in
nature of relevant interest or both
Sections 23 and 24, Securities Markets Act 1988
Relevant event being disclosed: Change in nature of a relevant interest and
movement of 1% or more in substantial holding.
Date of relevant event: 27 October 2014
To: NZX Limited
And: Just Water International Limited (NZAX:JWI)
Date this disclosure made: 28 October 2014
Date last disclosure made: 23 October 2014
Substantial security holder(s) giving disclosure
Name(s): Ian Donald Malcolm
Contact details: Ian Donald Malcolm: email: [email protected] phone: (+64 9) 917
2893
Summary of substantial holding to which disclosure relates
Class of listed voting securities: Ordinary shares in Just Water
International Limited
Summary for: Ian Donald Malcolm
For this disclosure,--
(a) total number held in class: 63,938,203
(b) total in class: 89,477,174
(c) total percentage held in class: 71.458%
For last disclosure,--
(a) total number held in class: 57,066,893
(b) total in class: 89,477,174
(c) total percentage held in class: 63.778%
Details of transactions and events giving rise to relevant event
Details of the transactions or other events requiring disclosure under the
instructions to this form:
On 27 October 2014, The Harvard Group Limited, Anthony Edwin Falkenstein and
Ian Donald Malcolm as trustees of the Edwin Trust, Heather Jeanette
Falkenstein and Ian Donald Malcolm as trustees of the Jeanette Trust, Anthony
Edwin Falkenstein as sole trustee of The Renate Share Trust, Anthony Edwin
Falkenstein, Heather Jeanette Falkenstein and Mairangi 2008 Limited as
trustees of the Mairangi Trust, Anthony Edwin Falkenstein, Anthony Edwin
Falkenstein and Ian Donald Malcolm as trustees of the Edwin Trust as bare
trustees for Anthony Edwin Falkenstein and Leon Fourie as trustees of the
Falkenstein Unitec Business School Charitable Trust, Anthony Edwin
Falkenstein and Christopher Roy Saunders as trustees of the Falkenstein
Onehunga Business School Charitable Trust and Anthony Edwin Falkenstein and
Gregory Paul Whittred as trustees of the Falkenstein University of Auckland
Business School Charitable Trust entered into an unincorporated joint venture
agreement ("Joint Venture Agreement") pursuant to which the parties agreed to
act in concert in respect of a full takeover offer for all of the securities
on issue in Just Water International Limited not already held by the parties
and the disposition of securities by the parties.
A copy of the Joint Venture Agreement accompanies this notice.
Details of relevant interests in substantial holding after relevant event
Details for: Ian Donald Malcolm
Nature of relevant interest(s): Registered holder and beneficial owner of
securities with the power to control the acquisition or disposition of
ordinary shares in Just Water International Limited on the terms and subject
to the limitations set out in the Joint Venture Agreement. For that relevant
interest,--
(a) number held in class: 63,938,203
(b) percentage held in class: 71.458%
(c) current registered holder(s) of securities:
- The Harvard Group Limited as to 53,936,342 ordinary shares in Just Water
International Limited
- Anthony Edwin Falkenstein as to 796,310 ordinary shares in Just Water
International Limited
- Anthony Edwin Falkenstein and Ian Donald Malcolm as trustees of the Edwin
Trust as to 1,268,000 ordinary shares in Just Water International Limited
- Heather Jeanette Falkenstein and Ian Donald Malcolm as trustee of the
Jeanette Trust as to 1,268,000 ordinary shares in Just Water International
Limited
- Anthony Edwin Falkenstein and Gregory Paul Whittred as trustees of the
Falkenstein University of Auckland Business School Charitable Trust as to
2,000,000 ordinary shares in Just Water International Limited
- Anthony Edwin Falkenstein and Christopher Roy Saunders as trustees of the
Falkenstein Onehunga Business School Charitable Trust as to 2,000,000
ordinary shares in Just Water International Limited
- Anthony Edwin Falkenstein and Ian Donald Malcolm as trustees of the Edwin
Trust as bare trustee for Anthony Edwin Falkenstein and Leon Fourie as
trustees of the Falkenstein Unitec Business School Charitable Trust as to
2,000,000 ordinary shares in Just Water International Limited
- Anthony Edwin Falkenstein as trustee of The Renate Share Trust as to 50,000
ordinary shares in Just Water International Limited
- Anthony Edwin Falkenstein, Heather Jeanette Falkenstein and Mairangi 2008
Limited as trustees of the Mairangi Trust as to 25,000 ordinary shares in
Just Water International Limited
- Ian Donald Malcolm as to 133,096 ordinary shares in Just Water
International Limited
- MELT Investments Limited as corporate trustee of the Malcolm Education and
Lifestyle Trust as to 161,455 ordinary shares in Just Water International
Limited
- Ian Donald Malcolm and Jillian Dawn Reid as trustees of the Reid Family
Trust as to 300,000 ordinary shares in Just Water International Limited
(d) registered holder(s) of securities once transfers registered: N/A as no
transfers being made
Additional information
Nature of connection between substantial security holders: Not applicable
Address(es) of substantial security holder(s):
Ian Donald Malcolm
1/7 Masefield Avenue
Herne Bay
Auckland 1011
Name of any other person believed to have given, or believed to be required
to give, a disclosure under the Act in relation to the securities to which
this disclosure relates:
The Harvard Group Limited, Anthony Edwin Falkenstein and Ian Donald Malcolm
as trustees of the Edwin Trust, Heather Jeanette Falkenstein and Ian Donald
Malcolm as trustees of the Jeanette Trust, Anthony Edwin Falkenstein as sole
trustee of The Renate Share Trust, Anthony Edwin Falkenstein, Heather
Jeanette Falkenstein and Mairangi 2008 Limited as trustees of the Mairangi
Trust, Anthony Edwin Falkenstein, Anthony Edwin Falkenstein and Ian Donald
Malcolm as trustees of the Edwin Trust as bare trustees for Anthony Edwin
Falkenstein and Leon Fourie as trustees of the Falkenstein Unitec Business
School Charitable Trust, Anthony Edwin Falkenstein and Christopher Roy
Saunders as trustees of the Falkenstein Onehunga Business School Charitable
Trust and Anthony Edwin Falkenstein and Gregory Paul Whittred as trustees of
the Falkenstein University of Auckland Business School Charitable Trust
Declaration
I, Ian Donald Malcolm, declare that, to the best of my knowledge and belief,
the information contained in this disclosure is correct and that I am duly
authorised to make this disclosure by all persons for whom it is made.
End CA:00256883 For:JWI Type:SSH Time:2014-10-28 10:55:34
