JWI
24/10/2014 09:14
SSH
REL: 0914 HRS Just Water International Limited
SSH: JWI: SSH -The Harvard Group Ltd & Anthony Edwin Falkenstein
Disclosure of movement of 1% or more in substantial holding or change in
nature of relevant interest or both
Sections 23 and 24, Securities Markets Act 1988
Relevant event being disclosed: Change in nature of a relevant interest.
Date of relevant event: 23 October 2014
To: NZX Limited
And: Just Water International Limited (NZAX:JWI)
Date this disclosure made: 23 October 2014
Date last disclosure made: 10 October 2011
Substantial security holder(s) giving disclosure
Name(s):
- The Harvard Group Limited
- Anthony Edwin Falkenstein
Contact details: Anthony Edwin Falkenstein: email: [email protected] phone: 021
950 856
Summary of substantial holding to which disclosure relates
Class of listed voting securities: Ordinary shares in Just Water
International Limited
Summary for: The Harvard Group Limited
For this disclosure,--
(a) total number held in class: 53,936,342
(b) total in class: 89,477,174
(c) total percentage held in class: 60.28%
For last disclosure,--
(a) total number held in class: 53,936,342
(b) total in class: 89,477,174
(c) total percentage held in class: 60.28%
Summary for: Anthony Edwin Falkenstein
For this disclosure,--
(a) total number held in class: 63,343,652
(b) total in class: 89,477,174
(c) total percentage held in class: 70.79%
For last disclosure,--
(a) total number held in class: 63,318,652
(b) total in class: 89,477,174
(c) total percentage held in class: 70.77%
Details of transactions and events giving rise to relevant event
Details of the transactions or other events requiring disclosure under the
instructions to this form:
- The transfer of 52,699,055 ordinary shares in Just Water
International Limited (58.90% of the ordinary shares on issue in Just Water
International Limited), held by ASB Nominees Limited as bare trustee for The
Harvard Group Limited, to The Harvard Group Limited.
- The transfer of 25,000 ordinary shares in Just Water International
Limited (0.03% of the ordinary shares on issue in Just Water International
Limited) from the Estate of Betty Milner Maxwell to Anthony Edwin
Falkenstein, Heather Jeanette Falkenstein and Mairangi 2008 Limited as
trustees of the Mairangi Trust.
Details of relevant interests in substantial holding after relevant event
Details for: The Harvard Group Limited
Nature of relevant interest(s): Registered holder and beneficial owner of
securities.
For that relevant interest,--
(a) number held in class: 53,936,342
(b) percentage held in class: 60.28%
(c) current registered holder(s) of securities:
- ASB Nominees Limited as bare trustee for The Harvard Group Limited as
to 52,699,055 ordinary shares in Just Water International Limited
- The Harvard Group Limited as to 1,237,287 ordinary shares in Just
Water International Limited
(d) registered holder(s) of securities once transfers registered: The
Harvard Group Limited as to 53,936,342 ordinary shares in Just Water
International Limited
Details for: Anthony Edwin Falkenstein
Nature of relevant interest(s): Registered holder and beneficial owner of
securities.
For that relevant interest,--
(a) number held in class: 63,343,652
(b) percentage held in class: 70.79%
(c) current registered holder(s) of securities:
- ASB Nominees Limited as bare trustee for The Harvard Group Limited as
to 52,699,055 ordinary shares in Just Water International Limited
- The Harvard Group Limited as to 1,237,287 ordinary shares in Just
Water International Limited
- Anthony Edwin Falkenstein as to 796,310 ordinary shares in Just Water
International Limited
- Anthony Edwin Falkenstein and Ian Donald Malcolm as trustees of the
Edwin Trust as to 1,268,000 ordinary shares in Just Water International
Limited
- Heather Jeanette Falkenstein and Ian Donald Malcolm as trustee of the
Jeanette Trust as to 1,268,000 ordinary shares in Just Water International
Limited
- Anthony Edwin Falkenstein and Gregory Paul Whittred as trustees of
the Falkenstein University of Auckland Business School Charitable Trust as to
2,000,000 ordinary shares in Just Water International Limited
- Anthony Edwin Falkenstein and Christopher Roy Saunders as trustees of
the Falkenstein Onehunga Business School Charitable Trust as to 2,000,000
ordinary shares in Just Water International Limited
- Anthony Edwin Falkenstein and Ian Donald Malcolm as trustees of the
Edwin Trust as bare trustee for Anthony Edwin Falkenstein and Leon Fourie as
trustees of the Falkenstein Unitec Business School Charitable Trust as to
2,000,000 ordinary shares in Just Water International Limited
- Anthony Edwin Falkenstein as trustee of The Renate Share Trust as to
50,000 ordinary shares in Just Water International Limited
(d) registered holder(s) of securities once transfers registered:
- The Harvard Group Limited as to 53,936,342 ordinary shares in Just
Water International Limited
- Anthony Edwin Falkenstein as to 796,310 ordinary shares in Just Water
International Limited
- Anthony Edwin Falkenstein and Ian Donald Malcolm as trustees of the
Edwin Trust as to 1,268,000 ordinary shares in Just Water International
Limited
- Heather Jeanette Falkenstein and Ian Donald Malcolm as trustee of the
Jeanette Trust as to 1,268,000 ordinary shares in Just Water International
Limited
- Anthony Edwin Falkenstein and Gregory Paul Whittred as trustees of
the Falkenstein University of Auckland Business School Charitable Trust as to
2,000,000 ordinary shares in Just Water International Limited
- Anthony Edwin Falkenstein and Christopher Roy Saunders as trustees of
the Falkenstein Onehunga Business School Charitable Trust as to 2,000,000
ordinary shares in Just Water International Limited
- Anthony Edwin Falkenstein and Ian Donald Malcolm as trustees of the
Edwin Trust as bare trustee for Anthony Edwin Falkenstein and Leon Fourie as
trustees of the Falkenstein Unitec Business School Charitable Trust as to
2,000,000 ordinary shares in Just Water International Limited
- Anthony Edwin Falkenstein as trustee of The Renate Share Trust as to
50,000 ordinary shares in Just Water International Limited
- Anthony Edwin Falkenstein, Heather Jeanette Falkenstein and Mairangi
2008 Limited as trustees of the Mairangi Trust as to 25,000 ordinary shares
in Just Water International Limited
Additional information
Nature of connection between substantial security holders:
- Anthony Edwin Falkenstein is a director of The Harvard Group Limited.
Anthony Edwin Falkenstein is also:
- a trustee of the Edwin Trust, being a 40% shareholder of The Harvard
Group Limited;
- a director of Yada Holdings No.1 Limited, being a 20% shareholder of
The Harvard Group Limited;
- Anthony Edwin Falkenstein is the:
- registered holder and beneficial owner of ordinary shares in Just
Water International Limited in his own name;
- registered holder of ordinary shares in Just Water International
Limited as trustee of the Edwin Trust;
- beneficial owner of ordinary shares in Just Water International
Limited as a beneficiary of the Jeanette Trust;
- registered holder of ordinary shares in Just Water International
Limited as trustee of the Falkenstein University of Auckland Business School
Charitable Trust;
- registered holder of ordinary shares in Just Water International
Limited as trustee of the Falkenstein Onehunga Business School Charitable
Trust;
- registered holder of ordinary shares in Just Water International
Limited as trustee of the Edwin Trust as bare trustee for Anthony Edwin
Falkenstein and Leon Fourie as trustees of the Falkenstein Unitec Business
School Charitable Trust;
- registered holder of ordinary shares in Just Water International
Limited as trustee of The Renate Share Trust; and
- registered holder of ordinary shares in Just Water International
Limited Anthony Edwin Falkenstein as trustee of the Mairangi Trust.
Address(es) of substantial security holder(s):
The Harvard Group Limited
Unit 1, 36 Sale Street
Victoria Quarter Precinct
Auckland 1010 , New Zealand
Anthony Edwin Falkenstein
3 Dudley Road
Mission Bay
Auckland 1071
New Zealand
Name of any other person believed to have given, or believed to be required
to give, a disclosure under the Act in relation to the securities to which
this disclosure relates: Not applicable
Declaration
I, Anthony Edwin Falkenstein, declare that, to the best of my knowledge and
belief, the information contained in this disclosure is correct and that I am
duly authorised to make this disclosure by all persons for whom it is made.
End CA:00256793 For:JWI Type:SSH Time:2014-10-24 09:14:32