KMD
26/02/2016 10:47
SSH
NOT PRICE SENSITIVE
REL: 1047 HRS Kathmandu Holdings Limited
SSH: KMD: SSH Notice - The Goldman Sachs Group, Inc.
Disclosure of movement of 1% or more in substantial holding or change in
nature of relevant interest or both
Sections 277 and 278, Financial Markets Conduct Act 2013
To NZX Limited
and
To Kathmandu Holdings Limited (KMD)
Relevant event being disclosed: Movement of 1% or more in the substantial
holding
Date of relevant event: 18 February 2016
Date this disclosure made: 26 February 2016
Date last disclosure made: 22 May 2015
Substantial product holder(s) giving disclosure
Full name(s): The Goldman Sachs Group, Inc. ("GSGI") on behalf of itself and
its subsidiaries ("Goldman Sachs Group") including its significant
subsidiaries listed in Annexure A.
Summary of substantial holding
Class of quoted voting Products: Ordinary shares
Summary for GSGI on behalf of itself and the Goldman Sachs Group.
For this disclosure,--
(a) total number held in class: 27,511,932
(b) total in class: 201,484,583
(c) total percentage held in class: 13.6546%
For last disclosure,--
(a) total number held in class: 25,264,190
(b) total in class: 201,484,583
(c) total percentage held in class: 12.5390%
Details of transactions and events giving rise to relevant event
Details of the transactions or other events requiring disclosure: Please see
Annexure B.
Details after relevant event
Details for Goldman Sachs International (GSI)
Nature of relevant interest(s): Beneficial holder
For that relevant interest, --
(a) number held in class: 128,383
(b) percentage held in class: 0.0637%
(c) current registered holder(s) of securities: : HSBC Custody Nominees (New
Zealand) Limited, HSBC Custody Nominees Australia Limited, Bank of New York
Mellon
(d) registered holder(s) once transfers are registered: NA
For a derivative relevant interest, also--
(a) type of derivative: total return swap
(b) details of derivative: Long 1,585 and short 3,408 cash-settled equity
swap (0.0008% long and short 0.0017% held in class) maturing on 25 January
2018
(c) parties to the derivative: GSI and GAUS
(d) if the substantial product holder is not a party to the derivative, the
nature of the relevant
interest in the derivative: N/A
Details for Goldman Sachs Financial Markets Pty Ltd (GAUS)
Nature of relevant interest(s): Beneficial holder
For that relevant interest,--
(a) number held in class: 1,585
(b) percentage held in class: 0.0008%
(c) current registered holder(s) of securities: : HSBC Custody Nominees (New
Zealand) Limited, HSBC Custody Nominees Australia Limited, Bank of New York
Mellon
(d) registered holder(s) once transfers are registered: NA
For a derivative relevant interest, also--
(a) type of derivative: total return swap
(b) details of derivative: Long 3,408 and short 1,585 cash-settled equity
swap (0.0017% long and short 0.0008% held in class) maturing on 25 January
2018
(c) parties to the derivative: GSI and GAUS
(d) if the substantial product holder is not a party to the derivative, the
nature of the relevant
interest in the derivative: N/A
Details for Goldman Sachs Australia Managed Funds Limited (GSAMF)
Nature of relevant interest(s): GSAMF has a relevant interest in the ordinary
shares only in their capacity as responsible entity for a range of Goldman
Sachs Australia registered managed investment schemes.
For that relevant interest,--
(a) number held in class: 3,563,285
(b) percentage held in class: 1.7685%
(c) current registered holder(s) of securities: RBC Dexia Investor Services
Australia Pty Limited, UBS AG Australia Branch
(d) registered holder(s) once transfers registered: NA
For a derivative relevant interest, also--
(a) type of derivative: N/A
(b) details of derivative: N/A
(c) parties to the derivative: N/A
(d) if the substantial product holder is not a party to the derivative, the
nature of the relevant
interest in the derivative: N/A
Details for Goldman Sachs Asset Management Australia Pty Ltd (GSAMA)
Nature of relevant interest(s): GSAMA has a relevant interest in the ordinary
shares only in their capacity as investment managers for managers for a range
of Goldman Sachs Australia registered managed investment schemes. GSAMA's
relevant interests arise under investment management contract(s) and only
from the powers of investment contained in those contract(s), including the
power to exercise, or to control the exercise of, a right to vote attached to
KMD shares, or to acquire or dispose of, or to control the acquisition or
disposal of, the KMD shares.
For that relevant interest, --
(a) number held in class: 3,563,285
(b) percentage held in class: 1.7685%
(c) current registered holder(s) of securities: RBC Dexia Investor Services
Australia Pty Limited, UBS AG Australia Branch
(d) registered holder(s) once transfers registered: N/A
For a derivative relevant interest, also--
(a) type of derivative: N/A
(b) details of derivative: N/A
(c) parties to the derivative: N/A
(d) if the substantial product holder is not a party to the derivative, the
nature of the relevant
interest in the derivative: N/A
Details for Goldman Sachs Asset Management Australia Pty Ltd (GSAMA)
Nature of relevant interest(s): GSAMA has a relevant interest in the ordinary
shares only in their capacity as investment managers for client portfolio(s).
GSAMA's relevant interests arise under investment management contract(s) and
only from the powers of investment contained in those contract(s), including
the power to exercise, or to control the exercise of, a right to vote
attached to KMD shares, or to acquire or dispose of, or to control the
acquisition or disposal of, the KMD shares.
For that relevant interest, --
(a) number held in class: 23,813,686
(b) percentage held in class: 11.8191%
(c) current registered holder(s) of securities: JP Morgan Chase Bank, Sydney,
National Australia Bank Limited
(d) registered holder(s) of securities once transfers registered: NA
For a derivative relevant interest, also--
(a) type of derivative: N/A
(b) details of derivative: N/A
(c) parties to the derivative: N/A
(d) if the substantial product holder is not a party to the derivative, the
nature of the relevant
interest in the derivative: N/A
Additional information
Address(es) of substantial product holder(s):
o The Goldman Sachs Group, Inc. - Corporation Trust Center, 1209 Orange
Street, Wilmington DE 19801, U.S.A.
o Goldman, Sachs & Co. - 200 West Street, New York, NY 10282, U.S.A.
o Goldman Sachs International - Peterborough Court, 133 Fleet Street, London
EC4A 2BB, United Kingdom
o Goldman Sachs Australia Managed Funds Limited - Level 17, 101 Collins
Street, Melbourne, Victoria 3000, Australia
o Goldman Sachs Asset Management Australia Pty Ltd - Level 17, 101 Collins
Street, Melbourne, Victoria 3000, Australia
o Goldman Sachs Financial Markets Pty Ltd - Level 17, 101 Collins Street,
Melbourne, Victoria 3000, Australia
Contact details:
Contact person - Raymond Chow
Contact number - 852 2978 7696
Email - [email protected]
Nature of connection between substantial product holders:
The Goldman Sachs Group, Inc. owns, directly or indirectly, at least 99% of
the voting securities of each of:
o Goldman, Sachs & Co.;
o Goldman Sachs International;
o Goldman Sachs Financial Markets Pty Ltd
o Goldman Sachs Australia Managed Funds Limited; and
o Goldman Sachs Asset Management Australia Pty Ltd.
Certification
I, Raymond Chow, certify that, to the best of my knowledge and belief, the
information contained in this disclosure is correct and that I am duly
authorised to make this disclosure by all persons for whom it is made.
(Please see attached Annexure A and B)
End CA:00278404 For:KMD Type:SSH Time:2016-02-26 10:47:37
