PEB
24/10/2012 17:17
SSH
REL: 1717 HRS Pacific Edge Limited
SSH: PEB: SSH (Ian Graham)
Disclosure of ceasing to have substantial holding
Section 25, Securities Markets Act 1988
To: NZX Limited
And: Pacific Edge Biotechnology Limited
Date this disclosure made: 24 October 2012
Date last disclosure made: 17 May 2012
Substantial security holder(s) giving disclosure
Name(s): Ian Graham
Contact details: Tim Agar +64 4 816 7045
[email protected]
Date on which substantial security holder(s) ceased to have substantial
holding: 23 October 2012
Summary of previous substantial holding to which disclosure relates
Class of listed voting securities: Ordinary Shares
Summary for: Ian Graham
For last disclosure,--
(a) Total number held in class: 13,934,976
(b) Total in class: 274,250,464
(c) Total percentage held in class: 5.081%
For current holdings after ceasing to have substantial holding:
(a) Total number held in class: 13,359,976
(b) Total in class: 275,463,410
(c) Total percentage held in class: 4.850%
Details of transactions and events giving rise to person ceasing to have
substantial holding
Details of the transactions or other events requiring disclosure under the
instructions to this form:
Sale of 500,000 shares by ACC for net consideration of NZD $232,301.00 on
23rd October 2012, and the aggregation of interests in securities held by Ian
Graham and ACC.
Details of relevant interests in substantial holding after relevant event
Details for: Ian Graham
Nature of relevant interest(s):
Beneficial owner of securities under s 5 (1) (b) of the Securities Markets
Act
No relevant agreement document needs to be attached under regulation 11.
For that relevant interest,--
(a) Number held in class: 250,000
(b) Percentage held in class: 0.091%
(c) Current registered holder(s) of securities: held by Ian Graham either
directly or indirectly
(d) Registered holder(s) of securities once transfers registered: unknown
Details for: Accident Compensation Corporation ("ACC")
Nature of relevant interest(s):
Qualified powers to exercise control of rights to vote and of acquisition or
disposal of some or all of the securities, of which the ACC is the beneficial
owner under s 5(1)(c)and 5 (1)(d) of the Securities Markets Act. Further to
regulation 11(2)(b), the material terms of this arrangement are that powers
are subject to ACC investment policies and the decisions of the ACC
Investment Committee.
For that relevant interest,
(a) Number held in class: 13,109,976
(b) Percentage held in class: 4.759%
(c) Current registered holder(s) of securities: held by ACC via New
Zealand Central Securities Depository Limited (NZCSD)
(d) Registered holder(s) of securities once transfers registered: unknown
Additional information
Ian Graham is an employee and equity analyst for ACC. Under current ACC
investment policies, he has the discretion to exercise control over some or
all the rights to vote and acquisition or disposal of some or all of the
securities of which ACC is the beneficial owner
Address(es) of substantial security holder(s): ACC : Vogel Centre, 19 Aitken
Street, PO Box 242, Wellington 6140.
Name of any other person believed to have given, or believed to be required
to give, a disclosure under the Act in relation to the securities to which
this disclosure relates: n/a
Declaration
I, Ian Graham, declare that, to the best of my knowledge and belief, the
information contained in this disclosure is correct and that I am duly
authorised to make this disclosure by all persons for whom it is made.
End CA:00228815 For:PEB Type:SSH Time:2012-10-24 17:17:37
