Ann: SSH: PEB: SSH Notice - Harbour Asset Management Limited

• Release Date: 08/07/15 09:56
• Summary: SSH: PEB: SSH Notice - Harbour Asset Management Limited
• Price Sensitive: No
• Download Document  4.4KB

					PEB
08/07/2015 09:56
SSH
NOT PRICE SENSITIVE
REL: 0956 HRS Pacific Edge Limited

SSH: PEB: SSH Notice - Harbour Asset Management Limited

Disclosure of movement of 1% or more in substantial holding or change in
nature of relevant interest or both
Sections 277 and 278, Financial Markets Conduct Act 2013
Note: This form must be completed in accordance with the instructions at the
end of the form.

To NZX Limited
and
To Pacific Edge Limited

Relevant event being disclosed Disclosure of movement of 1% or more in
substantial holding
Date of relevant event: 6 July 2015
Date this disclosure made: 8 July 2015
Date last disclosure made: 21 August 2014

Substantial product holder(s) giving disclosure
Full name(s): Harbour Asset Management Limited

Summary of substantial holding
Class of quoted voting products: Ordinary shares
Summary for: Harbour Asset Management Limited and First NZ Capital
Securities Limited
For this disclosure - (a) total number held in class: 34,132,003
 (b) total in class: 376,543,478
 (c) total percentage held in class: 9.06%
For last
Disclosure -
 (a) total number held in class: 24,039,509
 (b) total in class: 318,615,921

 (c) total percentage held in class: 7.54%

Details of transactions and events giving rise to relevant event
Details of the transactions or other events requiring disclosure: In
the period from the last disclosure, as part of normal on-market trading
activity under discretionary investment mandates, Harbour Asset Management
Limited, as a result of the purchase of 5,129,228 shares and the sale of
409,453 shares, had increased its relevant interest to 28,759,284 (7.63%) PEB
shares. The issue and allotment of 4,980,493 new shares (at $0.61 cents per
share) in relation to a rights issue on 6 July 2015 increased that relevant
interest to 33,739,777 (8.96%) PEB shares.
On 7 July 2015, as part of normal on-market activity involving the purchase
and sale of PEB shares, and the issue and allotment of new shares under the
rights issue, First NZ Capital Securities Limited had a holding and relevant
interest in 392,231 (0.104%) PEB shares.
As a result of these transactions, Harbour Asset Management Limited (which
includes the related body corporates, First NZ Capital Group Limited and
First NZ Capital Securities Limited), has, at the date of this notice, a
relevant interest in 34,132,008 (9.06%) PEB shares.
*At 3 July 2015 the relevant interest of Harbour Asset Management Limited was
28,759,284 (9.02%) PEB shares when measured against the previous issued
capital. Unintended error however resulted in the holding being calculated as
7.63% on 3 July (and 7.62% on 2 July) including the then upcoming allotment
of new shares.

Details after relevant event

Details for: First NZ Capital Securities Limited Harbour Asset
Management Limited
Nature of relevant interest(s):  Beneficial owner of financial
products  As fund manager, the power to exercise a right to vote attached to,
and power to acquire or dispose of, the products, under powers of investment
contained in investment management contracts with clients (the beneficial
owners of the products).
For that relevant interest - number held in class: 392,231 33,739,777
 percentage held in class: 0.104%

 8.96%
 current registered holder of financial products: First NZ
Capital Securities Limited
 Various nominee companies on behalf of clients as beneficial owners.
 registered holder of financial products once transfer is registered:
  No relevant agreement needs to be attached under regulation 139.   No
relevant agreement needs to be attached under regulation 139.

Additional information
Address(es) of substantial product holder(s): Level 14, 171 Featherston
Street, Wellington
Contact details: Richard Bodman, + 64 4 474 4017,
[email protected]
Nature of connection between substantial product holders: First NZ
Capital Group Limited, First NZ Capital Securities Limited and Harbour Asset
Management Limited are related bodies corporate.

Name of any other person believed to have given, or believed to be required
to give, a disclosure under the Financial Markets Conduct Act 2013 in
relation to the financial products to which this disclosure relates: None

Certification
I, Richard William Bodman, certify that, to the best of my knowledge and
belief, the information contained in this disclosure is correct and that I am
duly authorised to make this disclosure by all persons for whom it is made.
End CA:00266768 For:PEB    Type:SSH        Time:2015-07-08 09:56:58