SCY 0.00% 14.0¢ smiths city group limited

Ann: SSH: SCY: SSH Notice - Guaranty Finance Inve

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    • Release Date: 24/01/14 18:06
    • Summary: SSH: SCY: SSH Notice - Guaranty Finance Investors, LLC
    • Price Sensitive: No
    • Download Document  4.07KB
    					SCY
    24/01/2014 16:06
    SSH
    
    REL: 1606 HRS Smiths City Group Limited
    
    SSH: SCY: SSH Notice - Guaranty Finance Investors, LLC
    
    Disclosure of movement of 1% or more in substantial holding or change in
    nature of relevant interest or both
    Sections 23 and 24, Securities Markets Act 1988
    
    Relevant event being disclosed: disclosure of Movement of 1% or more
    Date of relevant event: 21 January 2014
    To: NZX Ltd
    And: Smiths City Group Ltd
    Date this disclosure made:  23 January 2014
    Date last disclosure made:  12 July 2013
    
    Substantial security holder(s) giving disclosure
    Name(s): Guaranty Finance Investors, LLC;  Campbell Associates; and LLS
            Charitable Remainder Unitrust dated 12/28/89
    Contact details:
    Guaranty Finance Investors, LLC   150 Pacific Avenue,  San Francisco
    California USA 94111 phone +1 415 912-5890   [email protected]
    Campbell Associates  Unit 25  550 Davis St,  San Francisco California USA
    94111 phone +1 415 912-5890  [email protected]
    LLS Charitable Remainder Unitrust dated 12/28/89,  c/o DCI Consultants, LLC
      150 Pacific Avenue,  San Francisco,  California  USA 94111
         phone +1 415 912-5890   [email protected]
    
    Summary of substantial holding to which disclosure relates
    Class of listed voting securities: Ordinary shares  SCY
    Summary for: Guaranty Finance Investors, LLC; Campbell Associates; and LLS
    Charitable Remainder Unitrust dated 12/28/89.
    For this disclosure,--
    (a) total number held in class: (a) Guaranty Finance Investors, LLC
    5,808,355 Campbell Associates 820,333; and LLS Charitable Remainder Unitrust
    dated 12/28/89 3,031,614
    (b) total in class: 52,688,153
    (c) total percentage held in class: [18.33%]
    For last disclosure,--
    (a) total number held in class: 9,125,379
    (b) total in class: 52,688,153
    (c) total percentage held in class: [17.32%]
    
    Details of transactions and events giving rise to relevant event
    Details of the transactions or other events requiring disclosure under the
    instructions to this form:  Numerous On-Market Purchases,  and One Off-Market
    Purchase of 100,000 shares.
    
    Details of relevant interests in substantial holding after relevant event
    Details for: Guaranty Finance Investors,LLC; Campbell Associates;  and LLS
    Charitable Remainder Unitrust dated 12/28/89.
    Nature of relevant interest(s): N/A
    For that relevant interest,--
    (a) number held in class: 9,660,302
    (b) percentage held in class: 18.33%
    (c) current registered holder(s) of securities: no change since last
    disclosure.
    (d) registered holder(s) of securities once transfers registered:
    Custodial Services Limited and Guaranty Finance Investors, LLC
    
    Additional information
    Nature of connection between substantial security holders:
    There are no agreements relating to the holdings of Campbell Associates,
    Guaranty Finance Investors, and LLS Charitable Remainder Unitrust dated
    12/28/89; neither between them nor with any third party.
    The only connection between their holdings,  which requires them to be
    aggregated for reporting purposes,  is that I am the Managing General Partner
    of Campbell Associates;  the Manager of Guaranty Finance Management, LLC,
    which serves as the manager of Guaranty Finance Investors;  and the Manager
    of DCI Consultants, LLC,  which serves as the manager of certain assets of
    the LLS Charitable Remainder Trust dated 12/28/89.   I do have authority in
    those capacities to make decisions regarding the holdings of the three
    entities.
    I am a 56% beneficial owner of securities held by Campbell Associates, and
    have a 33.7%  beneficial interest in Guaranty Finance Investors.  I have no
    beneficial interest in the LLS Charitable Remainder Unitrust dated 12/28/89.
    
    Address(es) of substantial security holder(s): as above
    Name of any other person believed to have given, or believed to be required
    to give, a disclosure under the Act in relation to the securities to which
    this disclosure relates:    none
    
    Declaration
    I, Donald M Campbell, declare that, to the best of my knowledge and belief,
    the information contained in this disclosure is correct and that I am duly
    authorised to make this disclosure by all persons for whom it is made.
    End CA:00246375 For:SCY    Type:SSH        Time:2014-01-24 16:06:39
    				
 
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