SCY
28/08/2015 09:25
SSH
NOT PRICE SENSITIVE
REL: 0925 HRS Smiths City Group Limited
SSH: SCY: SSH Notice - MVT and SNC
Disclosure of beginning to have substantial holding
Section 276, Financial Markets Conduct Act 2013
Note: This form must be completed in accordance with the instructions at the
end of the form.
To NZX Limited
and
To Smiths City Group Limited
Date this disclosure made: 27 August 2015
Date on which substantial holding began: 27 August 2015
Substantial product holder(s) giving disclosure
Full name(s): Mercantile Investment Company Limited, Sandon Capital Pty
Limited
Summary of substantial holding
Class of quoted voting products: Ordinary Shares
Summary for Mercantile Investment Company Limited, Sandon Capital Pty Limited
For this disclosure,--
(a) total number held in class: 3,798,366
(b) total in class: 52,688,150
(c) total percentage held in class: 7.209%
Details of relevant interests
Details for Mercantile Investment Company Limited
Nature of relevant interest(s): Registered holder and beneficial owner
For that relevant interest,--
(a) number held in class:1,399,183
(b) percentage held in class: 2.656%
(c) current registered holder(s): Mercantile Investment Company Limited
(d) registered holder(s) once transfers are registered: n/a
Nature of relevant interest(s): Beneficial owner
For that relevant interest,--
(a) number held in class: 500,000
100080615/3821102.1 1
(b) percentage held in class: 0.949%
(c) current registered holder(s): McNeil Nominees Limited
(d) registered holder(s) once transfers are registered: n/a
Nature of relevant interest(s): Agreement with Sandon Capital Pty Limited to
act 'in concert' in relation to the power to exercise the right to vote
attached to ordinary shares.
For that relevant interest,--
(a) number held in class: 1,899,183
(b) percentage held in class: 3.605%
(c) current registered holder(s): One Managed Investments Limited
(d) registered holder(s) once transfers are registered: n/a
Details for Sandon Capital Pty Limited
Nature of relevant interest(s): Power to exercise, or to control the exercise
of, a right to vote attached to ordinary shares and the power to acquire or
dispose of, or to control the
acquisition or disposal of ordinary shares.
For that relevant interest,--
(a) number held in class: 1,899,183
(b) percentage held in class: 3.605%
(c) current registered holder(s): One Managed Investments Limited
(d) registered holder(s) once transfers are registered: n/a
Nature of relevant interest(s): Agreement with Mercantile Investment Company
Limited to act 'in concert' in relation to the power to exercise the right to
vote attached to ordinary shares.
For that relevant interest,--
(a) number held in class: 1,899,183
(b) percentage held in class: 3.605%
(c) current registered holder(s): Mercantile Investment Company Limited and
McNeil Nominees Limited
(d) registered holder(s) once transfers are registered: n/a
Details of transactions and events giving rise to substantial holding
Details of the transactions or other events requiring disclosure:
100080615/3821102.1 2
On-market purchases of 1,899,183 ordinary shares by Mercantile Investment
Company Limited on its own account and through McNeil Nominees Limited as
nominee during the period 11 Aug 2015 to 27 Aug 2015 for a total
consideration of $991,567.
On-market purchases of 1,899,183 ordinary shares by One Managed Investments
Limited as custodian for Sandon Capital Investments Limited, on 27 Aug 2015
for a total consideration of $1,004,966. Sandon Capital Pty Limited has the
power to exercise, or to control the exercise of, a right to vote attached to
the ordinary shares and the power to acquire or dispose of, or to control the
acquisition or disposal of the ordinary shares by reason of being the
investment manager of Sandon Capital Investments Limited.
Mercantile Investment Company and Sandon Capital Pty Limited entered into the
attached agreement dated 27 August 2015 to act 'in concert' in relation to
the power to exercise the right to vote attached to ordinary shares.
Additional information
Address(es) of substantial product holder(s): Level 11, 139 Macquarie Street,
Sydney NSW Australia.
Contact details: Gabriel Radzyminski, +61 2 8014 1188,
[email protected]
Nature of connection between substantial product holders: Agreement between
Mercantile Investment Company and Sandon Capital Pty Limited to act 'in
concert' in relation to the power to exercise the right to vote attached to
ordinary shares.
Certification
I, Gabriel Francois Radzyminski, certify that, to the best of my knowledge
and belief, the information contained in this disclosure is correct and that
I am duly authorised to make this disclosure by all persons for whom it is
made.
End CA:00269247 For:SCY Type:SSH Time:2015-08-28 09:25:39
