SCY
30/07/2012 15:58
SSH
REL: 1558 HRS Smiths City Group Limited
SSH: SCY: Substantial Security Holder Notice
Disclosure of movement of 1% or more in substantial holding or change in
nature of relevant interest or both
(Sections 23 and 24, Securities Markets Act 1988)
Relevant event being disclosed: Decrease to the number of shares in which an
interest is held in Smiths City Group Limited following sale of 666,667
ordinary shares to Guaranty Finance Investors LLC d
Date of relevant event: 25 July 2012
To: NZX Limited
And: Smiths City Group Limited
Date this disclosure made: 25 July 2012
Date last disclosure made: 17 February 2006
1. Substantial security holder(s) giving disclosure
Name(s): Extra Strength No.164 Limited
Contact details: 2 Seaspray Lane, Sumner, Christchurch 8081
2. Summary of substantial holding to which disclosure relates
Class of listed voting securities: Ordinary shares
Summary for Extra Strength No.164 Limited
For this disclosure,--
(a) total number held in class: 2,948,372
(b) total in class: 52,956,884
(c) total percentage held in class: 5.57%
For last disclosure,--
(a) total number held in class: 3,615,039
(b) total in class: 52,956,884
(c) total percentage held in class: 6.83%
3. Details of transactions and events giving rise to relevant event
Details of the transactions or other events requiring disclosure under the
instructions to this form: Off-market sale of 666,667 ordinary shares to
Guaranty Finance Investors LLC
4. Details of relevant interests in substantial holding after relevant event
Details for: Extra Strength No.164 Limited
Nature of relevant interest(s): Registered holder and beneficial owner of
2,948,372 securities
For that relevant interest,
(a) number held in class: 2,948,372
(b) percentage held in class: 5.57%
(c) current registered holder(s) of securities: No change since last
disclosure
(d) registered holder(s) of securities once transfers registered: Extra
Strength No.164 Limited as to 2,948,372 shares and Guaranty Finance Investors
LLC 666,667 (nb: Guaranty Finance Investors LLC is also acquiring a further
1,333,333 shares at the same time as this disposal of shares is to be
registered)
5. Additional information
Nature of connection between substantial security holders: There are no
agreements relating to the holdings of Extra Strength No.164 Limited and
Guaranty Finance Investors, either between them or with any third party
Address(es) of substantial security holder(s): As above. In relation to
Guaranty Finance Investors LLC: 150 Pacific Avenue, San Francisco California
USA 94111 [email protected]
Name of any other person believed to have given, or believed to be required
to give, a disclosure under the Act in relation to the securities to which
this disclosure relates: Guaranty Finance Investors LLC
6. Declaration
I Craig David Boyce declare that, to the best of my knowledge and belief, the
information contained in this disclosure is correct and that I am duly
authorised to make this disclosure by all persons for whom it is made:
Filed Electronically Craig David Boyce, Director 30 July 2012
Signature (unless filed by electronic means other than facsimile) Full name
Date
End CA:00225455 For:SCY Type:SSH Time:2012-07-30 15:58:53
