SCY
30/07/2012 15:59
SSH
REL: 1559 HRS Smiths City Group Limited
SSH: SCY: Substantial Security Holder Notice
Disclosure of movement of 1% or more in substantial holding or change in
nature of relevant interest or both
(Sections 23 and 24, Securities Markets Act 1988)
Relevant event being disclosed: Decrease to the number of shares in which an
interest is held in Smiths City Group Limited following sale of 666,667
ordinary shares to Guaranty Finance Investors LLC
Date of relevant event: 25 July 2012
To: NZX Limited
And: Smiths City Group Limited
Date this disclosure made: 25 July 2012
Date last disclosure made: 4 May 2004
1. Substantial security holder(s) giving disclosure
Name(s): John William Holdsworth
Contact details: 32 Jubilee Road, Khandallah, Wellington 6035
2. Summary of substantial holding to which disclosure relates
Class of listed voting securities: Ordinary shares
Summary for John William Holdsworth
For this disclosure,--
(a) total number held in class: 7,065,617
(b) total in class: 52,956,884
(c) total percentage held in class: 13.34%
For last disclosure,--
(a) total number held in class: 7,732,284
(b) total in class: 52,956,884
(c) total percentage held in class: 14.6%
3. Details of transactions and events giving rise to relevant event
Details of the transactions or other events requiring disclosure under the
instructions to this form: Off-market sale of 666,667 ordinary shares to
Guaranty Finance Investors LLC
4. Details of relevant interests in substantial holding after relevant event
Details for: John William Holdsworth
Nature of relevant interest(s): Registered holder and beneficial owner of
7,065,617 securities.
For that relevant interest,
(a) number held in class: 7,065,617
(b) percentage held in class: 13.34%
(c) current registered holder(s) of securities: No change since last
disclosure
(d) registered holder(s) of securities once transfers registered: John
William Holdsworth as to 7,065,617 shares and Guaranty Finance Investors LLC
666,667 (nb: Guaranty Finance Investors LLC is also acquiring a further
1,333,333 shares at the same time as this disposal of shares is to be
registered)
5. Additional information
Nature of connection between substantial security holders: There are no
agreements relating to the holdings of John William Holdsworth and Guaranty
Finance Investors, either between them or with any third party
Address(es) of substantial security holder(s): As above. In relation to
Guaranty Finance Investors LLC: 150 Pacific Avenue, San Francisco California
USA 94111 [email protected]
Name of any other person believed to have given, or believed to be required
to give, a disclosure under the Act in relation to the securities to which
this disclosure relates: Guaranty Finance Investors LLC
6. Declaration
I John William Holdsworth declare that, to the best of my knowledge and
belief, the information contained in this disclosure is correct and that I am
duly authorised to make this disclosure by all persons for whom it is made:
Filed Electronically John William Holdsworth 30 July 2012
Signature (unless filed by electronic means other than facsimile) Full name
Date
End CA:00225456 For:SCY Type:SSH Time:2012-07-30 15:59:15
