- Release Date: 05/11/12 15:55
- Summary: SSH: SKT: SSH (Credit Suisse Holdings (Australia) Limited)
- Price Sensitive: No
- Download Document 12.67KB
SKT 05/11/2012 13:55 SSH REL: 1355 HRS Sky Network Television Limited SSH: SKT: SSH (Credit Suisse Holdings (Australia) Limited) Disclosure of beginning to have substantial holding Section 22, Securities Markets Act 1988 To: NZX limted And: Sky Network Television Limited Date this disclosure made: 5 November 2012 Substantial security holder(s) giving disclosure Name(s): Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates) Contact details: Sarah Culham, +612 8205 4600, [email protected] Date on which substantial security holder(s) began to have substantial holding: 1 November 2012 Summary of substantial holding to which disclosure relates Class of listed voting securities: Sky Network Television Limited ordinary shares Summary for: Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates) For this disclosure,-- (a) total number held in class: 45,940,144 (b) total in class: 389,139,785 (c) total percentage held in class: 11. 81% Details of relevant interests currently in substantial holding Details for: Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates) Nature of relevant interest(s): Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates) is reporting on behalf of: Credit Suisse (Australia) Limited which as a result of acting as an underwriter of a sale of voting securities by Todd Communications Limited had a relevant interest of 11.11% of the ordinary shares in Sky Network Television Limited on 1 November 2012. For that relevant interest,-- (a) number held in class: 43,220,277 (b) percentage held in class: 11.11% (c) current registered holder(s) of securities: Todd Communications Limited (d) registered holder(s) of securities once transfers registered: Credit Suisse (Australia) Limited Credit Suisse International has a holding of 6,420 fully paid ordinary shares for the purposes of voting rights and rights to dispose. For that relevant interest,-- (a) number held in class: 6,420 (b) percentage held in class: 0.0016% (c) current registered holder(s) of securities: N/A (d) registered holder(s) of securities once transfers registered: Credit Suisse International Limited Credit Suisse Equities (Australia) Limited has a relevant interest of 0.23% of ordinary shares in Sky Network Television on 1 November, 2012 by way of a holder of securities subject to an obligation to return under a securities lending agreement. (a) number held in class: 885,000 (b) percentage held in class: 0.23% (c) current registered holder(s) of securities: N/A (d) registered holder(s) of securities once transfers registered: Credit Suisse Equities (Australia) Limited Credit Suisse Securities (USA) LLC has a relevant interest of 0.39% of ordinary shares in Sky Network Television on 1 November, 2012 by way of a holder of securities subject to an obligation to return under a securities lending agreement. (a) number held in class: 1,515,000 (b) percentage held in class: 0.39% (c) current registered holder(s) of securities: N/A (d) registered holder(s) of securities once transfers registered: Credit Suisse Securities (USA) LLC Credit Suisse Securities (Europe) Limited has a relevant interest of 0.23% of ordinary shares in Sky Network Television on 1 November, 2012 by way of a holder of securities subject to an obligation to return under a securities lending agreement and a voting rights and right to dispose. For that relevant interest,-- (a) number held in class: 313,447 (b) percentage held in class: 0.08% (c) current registered holder(s) of securities: N/A (d) registered holder(s) of securities once transfers registered: Credit Suisse Securities (Europe) Limited Details of transactions and events giving rise to person beginning to have substantial holding Details of the transactions or other events requiring disclosure under the instructions to this form: Credit Suisse Holdings (Australia) Limited is the holding company for Credit Suisse (Australia) Limited which as a result of acting as a underwriter of a sale of voting securities by Todd Communications Limited had a relevant interest of 11.11% of the ordinary shares in Sky Network Television Limited on 1 November 2012 as a result of a special on-market trade on 1 November 2012 of 43,220,277 fully paid ordinary shares at $5.05 per share (an aggregate of $218,262,398.85) Holder of relevant interest Date of acquisition Consideration (9) Class and number of securities Cash Non-cash Credit Suisse Securities (Europe) Limited 6-Jul-12 41251 NZD 8,300 Common Stock Credit Suisse Securities (Europe) Limited 9-Jul-12 54.67 NZD 11 Common Stock Credit Suisse Securities (Europe) Limited 1-Aug-12 1790.88 NZD 361 Common Stock Credit Suisse Securities (Europe) Limited 8-Aug-12 -5.01 NZD -1 Common Stock Credit Suisse Securities (Europe) Limited 31-Aug-12 40.48 NZD 8 Common Stock Credit Suisse Securities (Europe) Limited 6-Sep-12 95.00 NZD 19 Common Stock Credit Suisse Securities (Europe) Limited 21-Sep-12 96.90 NZD 19 Common Stock Credit Suisse Securities (Europe) Limited 26-Sep-12 106.47 NZD 21 Common Stock Credit Suisse Securities (Europe) Limited 28-Sep-12 341.70 NZD 67 Common Stock Credit Suisse Securities (Europe) Limited 12-Oct-12 -15.03 NZD -3 Common Stock Credit Suisse International 20-Sep-12 395.79 NZD 79 Common Stock Credit Suisse International 2-Oct-12 40.80 NZD 8 Common Stock Credit Suisse International 10-Jul-12 22,597.86 NZD -4,591 Common Stock Credit Suisse International 15-Aug-12 -2,039.40 NZD -396 Common Stock Credit Suisse International 7-Sep-12 -542.16 NZD -108 Common Stock Credit Suisse Equities (Australia) Limited 27-Jul-12 Stock returned to National Australia Bank Limited -15,000 Common Stock Credit Suisse Equities (Australia) Limited 17-Sep-12 Stock borrowed from National Australia Bank Limited 4,000 Common Stock Credit Suisse Equities (Australia) Limited 30-Oct-12 Stock borrowed from JP Morgan Chase Bank Australia 81,000 Common Stock Credit Suisse Equities (Australia) Limited 30-Oct-12 Stock borrowed from State Street Bank and Trust and Company 800,000 Common Stock Credit Suisse Securities (Europe) Limited 2-Nov-12 Stock borrowed from Chase Manhattan Bank London Branch 300,000 Common Stock Credit Suisse Securities (USA) LLC 2-Nov-12 Stock borrowed from State Street Bank and Trust and Company 400,000 Common Stock Credit Suisse Securities (USA) LLC 2-Nov-12 Stock borrowed from Citibank N.A 1,000,000 Common Stock Additional information Nature of connection between substantial security holders: N/A Address(es) of substantial security holder(s): Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia Name of any other person believed to have given, or believed to be required to give, a disclosure under the Act in relation to the securities to which this disclosure relates: [None] Declaration I, Sarah Culham, declare that, to the best of my knowledge and belief, the information contained in this disclosure is correct and that I am duly authorised to make this disclosure by all persons for whom it is made. Prescribed information Schedule Type of agreement Australian Master Securities Lending Agreement Parties to agreement Credit Suisse Equities (Australia) Limited and National Australia Bank Limited Transfer date 17 September 2012 Holder of voting rights Borrower Are there any restrictions on voting rights? Yes If yes, detail Voting rights to be exercised in accordance with lender's instructions provided such instructions are received 7 days prior Scheduled return date (if any) N/A Does the borrower have the right to return early? Yes If yes, detail Early return is subject to the lender's acceptance Does the lender have the right to recall early? Yes If yes, detail With 4 business days prior notice. Will the securities be returned on settlement? Yes If yes, detail any exceptions If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. Prescribed information Schedule Type of agreement Overseas Securities Loan Agreement (amended) Parties to agreement Credit Suisse Securities (USA) LLC Limited and JP Morgan Chase Bank Transfer date 11 April 2012 Holder of voting rights Borrower Are there any restrictions on voting rights? No If yes, detail N/A Scheduled return date (if any) N/A Does the borrower have the right to return early? Yes If yes, detail With 4 business days prior notice, unless Borrower and Lender agree to the contrary. Does the lender have the right to recall early? Yes If yes, detail With 4 business days prior notice. Will the securities be returned on settlement? Yes If yes, detail any exceptions If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. Prescribed information Schedule Type of agreement Overseas Securities Loan Agreement (amended) Parties to agreement Credit Suisse Securities (USA) LLC Limited and State Street Bank and Trust and Company Transfer date 02 November 2012 Holder of voting rights Borrower Are there any restrictions on voting rights? No If yes, detail N/A Scheduled return date (if any) N/A Does the borrower have the right to return early? Yes If yes, detail At Will Does the lender have the right to recall early? Yes If yes, detail Next Business day. Will the securities be returned on settlement? Yes If yes, detail any exceptions If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. Prescribed information Schedule Type of agreement Master Securities Lending Agreement Parties to agreement Credit Suisse Securities (USA) LLC Limited and Citibank N.A. Transfer date 02 November 2012 Holder of voting rights Borrower Are there any restrictions on voting rights? No If yes, detail N/A Scheduled return date (if any) N/A Does the borrower have the right to return early? Yes If yes, detail At Will Does the lender have the right to recall early? Yes If yes, detail With 4 business days prior notice Will the securities be returned on settlement? Yes If yes, detail any exceptions If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. Prescribed information Schedule Type of agreement Global Masters Securities Lending Agreement Parties to agreement Credit Suisse (Europe) Limited and Chase Manhattan Bank (London Branch) Transfer date 02 November 2012 Holder of voting rights Borrower Are there any restrictions on voting rights? Yes If yes, detail Voting rights to be exercised in accordance with lender's instructions provided such instructions are received 7 days prior. Scheduled return date (if any) N/A Does the borrower have the right to return early? Yes If yes, detail At Will Does the lender have the right to recall early? Yes If yes, detail With 4 business days prior notice. Will the securities be returned on settlement? Yes If yes, detail any exceptions If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. Prescribed information Schedule Type of agreement Australian Securities Lending Agreement Parties to agreement Credit Suisse Equities (Australia) Limited and State Street Bank and Trust Company Transfer date 30 October 2012 Holder of voting rights Borrower Are there any restrictions on voting rights? No If yes, detail N/A Scheduled return date (if any) N/A Does the borrower have the right to return early? Yes If yes, detail At Will Does the lender have the right to recall early? Yes If yes, detail With 4 business days prior notice. Will the securities be returned on settlement? Yes If yes, detail any exceptions If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. End CA:00229342 For:SKT Type:SSH Time:2012-11-05 13:55:03
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