SLI
13/03/2015 08:30
SSH
NOT PRICE SENSITIVE
REL: 0830 HRS SLI Systems Limited
SSH: SLI: SSH Notice - First NZ Capital Group Limited
Disclosure of beginning to have substantial holding
Section 276, Financial Markets Conduct Act 2013
To NZX Limited
and
To SLI Systems Limited
Date this disclosure made: 13 March 2015
Date on which substantial holding began: 12 March 2015
Substantial product holder(s) giving disclosure
Full name(s): First NZ Capital Group Limited
Summary of substantial holding
Class of quoted voting products: Ordinary shares
Summary for: First NZ Capital Securities Limited and Harbour Asset Management
Limited
For this disclosure - (a) total number held in class: 3,057,655
(b) total in class: 61,015,300
(c) total percentage held in class: 5.01%
Details of relevant interests
Details for: First NZ Capital Securities Limited Harbour Asset Management
Limited
Nature of relevant interest(s): Beneficial owner of financial products
No relevant agreement needs to be attached under regulation 139.
As fund manager, the power to exercise a right to vote attached to, and
power to acquire or dispose of, the products, under powers of investment
contained in investment management contracts with clients (the beneficial
owners of the products).
No relevant agreement needs to be attached under regulation 139.
For that relevant interest - number held in class: 158,835 2,898,820
percentage held in class: 0.26% 4.75%
current registered holder of financial products: 39,835 - unknown
119,000 - First NZ Capital Securities Limited Various nominee companies on
behalf of clients as beneficial owners.
registered holder of financial products once transfer is registered: First
NZ Capital Securities Limited
Details of transactions and events giving rise to relevant event
Details of the transactions or other events requiring disclosure: Prior to 12
March 2015, as part of normal on-market trading activity under discretionary
investment management mandates, Harbour Asset Management Limited had a
relevant interest in 2,898,820 SLI shares, and, as part of normal on-market
trading activity, First NZ Capital Securities Limited had a relevant interest
in 134,135 SLI shares.
On 12 March 2015:
- First NZ Capital Securities Limited purchased 24,700 SLI shares (taking its
relevant interest in SLI shares from 0.219% to 0.26%); and
- Harbour Asset Management Limited continued to have a relevant interest in
2,898,820 SLI shares (4.75%).
Additional information
Address(es) of substantial product holder(s): Level 14, 171 Featherston
Street, Wellington
Contact details: Richard Bodman, + 64 4 474 4017, [email protected]
Nature of connection between substantial product holders: First NZ Capital
Group Limited, First NZ Capital Securities Limited and Harbour Asset
Management Limited are related bodies corporate.
Name of any other person believed to have given, or believed to be required
to give, a disclosure under the Financial Markets Conduct Act 2013 in
relation to the financial products to which this disclosure relates: None
Certification
I, Richard William Bodman, certify that, to the best of my knowledge and
belief, the information contained in this disclosure is correct and that I am
duly authorised to make this disclosure by all persons for whom it is made.
End CA:00261786 For:SLI Type:SSH Time:2015-03-13 08:30:03