- Release Date: 20/06/16 08:30
- Summary: SSH: TIL: SSH Notice - UBS Group AG and its related bodies corporate
- Price Sensitive: No
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TIL 20/06/2016 08:30 SSH PRICE SENSITIVE REL: 0830 HRS Trilogy International Limited SSH: TIL: SSH Notice - UBS Group AG and its related bodies corporate Disclosure of beginning to have substantial holding Section 276, Financial Markets Conduct Act 2013 To: NZX Limited and To: Trilogy International Limited Date this disclosure made: 17 June 2016 Date on which substantial holding began: 16 June 2016 Substantial product holder(s) giving disclosure Full name(s): UBS Group AG and its related bodies corporate Summary of substantial holding Class of quoted voting product Ordinary shares Summary for: UBS Group AG and its related bodies corporate For this disclosure,-- (a) total number held in clas 8,168,143 (b) total in clas 61,901,362 (c) total percentage held in clas 13.20% Details of relevant interests Details for: UBS Asset Management (Australia) Ltd Nature of relevant interest(s): Fund Manager with power to exercise control over voting shares For that relevant interest,-- (a) number held in clas 60,035 (b) percentage held in clas 0.10% (c) current registered holder(s): Not applicable (d) registered holder(s) once transfers are registered: UBS Asset Management (Australia) Ltd For a derivative relevant interest, also-- (a) type of derivative: Not applicable (b) details of derivative: Not applicable (c) parties to the derivative: Not applicable (d) if the substantial product holder is not a party to the derivative, the nature of the relevant interest in the derivative: Not applicable Details for: UBS New Zealand Limited Nature of relevant interest(s): Relevant interest in Trilogy International Limited shares to the extent arising under the terms of the Block Trade Agreement between UBS New Zealand Limited and The Business Bakery LP under s235 of the Financial Markets Conduct Act. (See Appendix B) For that relevant interest,-- (a) number held in clas 8,108,108 (b) percentage held in clas 13.10% (c) current registered holder(s): Not applicable (d) registered holder(s) once transfers are registered: UBS New Zealand Limited For a derivative relevant interest, also-- (a) type of derivative: Not applicable (b) details of derivative: Not applicable (c) parties to the derivative: Not applicable (d) if the substantial product holder is not a party to the derivative, the nature of the relevant interest in the derivative: Not applicable Details of transactions and events giving rise to substantial holding Details of the transactions or other events requiring disclosure: Please see Appendix A. Additional information Address(es) of substantial product holder(s): Details of all UBS offices can be found through the following link: http://apps2.ubs.com/locationfinder/ Contact detail Weixiao Qin Tel: +65 6495 8217 Email: [email protected] Nature of connection between substantial product holder UBS Asset Management (Australia) Ltd: Related body corporate UBS New Zealand Limited: Related body corporate Name of any other person believed to have given, or believed to be required to give, a disclosure under the Financial Markets Conduct Act 2013 in relation to the financial products to which this disclosure relate Not applicable Certification We, certify that, to the best of our knowledge and belief, the information contained in this disclosure is correct and that we are duly authorised to make this disclosure by all persons for whom it is made. Trilogy International Limited Level 3, Stanbeth House, 22-28 Custom Street East, Auckland, New Zealand +64 9 925 0385 New Zealand Exchange NZX Centre 11 Cable Street, Wellington 6011 New Zealand Substantial holding disclosure - Trilogy International Limited ("TIL") Dear Sir / Madam UBS New Zealand Limited ("UBS") is underwriting a secondary block ("Block Trade") of 8,108,108 ordinary securities in TIL held by The Business Bakery LP. UBS entered into a Block Trade Agreement with respect to the Block Trade on 16 June 2016 ("Block Trade Agreement"). Upon signing the Block Trade Agreement, through the operation of section 235 of the Financial Markets Conduct Act 2013, UBS has obtained a relevant interest in approximately 13.20% of TIL's ordinary securities. Attached to this letter is UBS's substantial holder notice that has been lodged with the NZX containing details of this relevant interest (including a copy of the Block Trade Agreement). Upon settlement of the Block Trade, UBS in its capacity as underwriter of the Block Trade, will cease to have a relevant interest in the TIL ordinary securities the subject of the Block Trade. Yours sincerely, UBS Group AG Weixiao Qin Pepe Chan Compliance Operations Compliance Operations End CA:00284262 For:TIL Type:SSH Time:2016-06-20 08:30:00
Ann: SSH: TIL: SSH Notice - UBS Group AG and its related bodies corporate
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