VGL
22/03/2016 13:22
SSH
NOT PRICE SENSITIVE
REL: 1322 HRS Vista Group International Limited
SSH: VGL: SSH Notice - Harbour Asset Management Limited and First NZ
Disclosure of movement of 1% or more in substantial holding or change in
nature of relevant interest or both
Sections 277 and 278, Financial Markets Conduct Act 2013
Note: This form must be completed in accordance with the instructions at the
end of the form.
To NZX Limited
and
To Vista Group International Limited
Relevant event being disclosed Disclosure of movement of 1% or more in
substantial holding
Date of relevant event: 21 March 2016
Date this disclosure made: 22 March 2016
Date last disclosure made: 12 August 2015
Substantial product holder(s) giving disclosure
Full name(s): Harbour Asset Management Limited and First NZ Capital
Securities Limited
Summary of substantial holding
Class of quoted voting products: Ordinary shares
Summary for: Harbour Asset Management Limited and First NZ Capital
Securities Limited
For this disclosure - (a) total number held in class: 5,552,365
(b) total in class: 79,973,089
(c) total percentage held in class: 6.943%
For last
Disclosure -
(a) total number held in class: 4,061,817
(b) total in class: 79,973,089
(c) total percentage held in class: 5.079%
Details of transactions and events giving rise to relevant event
Details of the transactions or other events requiring disclosure: As
noted above, on 12 August 2015, Harbour Asset Management Limited (First NZ
Capital Group Limited) had disclosed an interest in 4,061,817 (5.079%) VGL
shares.
On 21 March 2016, Harbour Asset Management Limited purchased 800,000 VGL
shares for a consideration of $4,240,000 (under discretionary investment
management mandates), as part of the allocation of 20,421,995 ordinary shares
in VGL (being about 25.5% of the total ordinary shares in VGL) sold by a
group of the staff shareholders, which was announced to the market on 21
March 2016.
From 12 August 2015 to 21 March 2016, Harbour Asset Management Limited (under
discretionary investment management mandates), completed the following
transactions in VGL (including the abovementioned transaction):
Total share purchases of 1,533,191 for aggregate consideration of $8,234,096.
Total share sales of 273,393 for aggregate consideration of $1,405,962.
As a result of these transactions, Harbour Asset Management Limited, has, at
the date of this notice, a relevant interest in 5,321,615 (6.654%) VGL
shares.
First NZ Capital Securities Limited has, at the date of this notice, a
relevant interest in 230,750 (0.289%) VGL shares.
Details after relevant event
Details for: First NZ Capital Securities Limited Harbour Asset
Management Limited
Nature of relevant interest(s): Beneficial owner of financial
products As fund manager, the power to exercise a right to vote attached to,
and power to acquire or dispose of, the products, under powers of investment
contained in investment management contracts with clients (the beneficial
owners of the products).
For that relevant interest - number held in class: 230,750 5,321,615
percentage held in class: 0.289% 6.654%
current registered holder of financial products: 230,750 -
unknown
800,000 - unknown
4,521,615 - various nominee companies on behalf of clients as beneficial
owners.
registered holder of financial products once transfer is registered:
First NZ Capital Securities Limited
No relevant agreement needs to be attached under regulation 139.
Various nominee companies on behalf of clients as beneficial owners.
No relevant agreement needs to be attached under regulation 139.
Additional information
Address(es) of substantial product holder(s): Level 14, 171 Featherston
Street, Wellington
Contact details: Kate Livingston, + 64 9 307 5747,
[email protected]
Nature of connection between substantial product holders: First NZ
Capital Group Limited, First NZ Capital Securities Limited and Harbour Asset
Management Limited are related bodies corporate.
Name of any other person believed to have given, or believed to be required
to give, a disclosure under the Financial Markets Conduct Act 2013 in
relation to the financial products to which this disclosure relates: unknown
Certification
I, Kate Livingston, certify that, to the best of my knowledge and belief, the
information contained in this disclosure is correct and that I am duly
authorised to make this disclosure by all persons for whom it is made.
End CA:00279680 For:VGL Type:SSH Time:2016-03-22 13:22:15
