- Release Date: 17/11/15 09:44
- Summary: SSH: ZEL: SSH Notice - The Goldman Sachs Group, Inc.
- Price Sensitive: No
- Download Document 7.18KB
ZEL 17/11/2015 09:44 SSH NOT PRICE SENSITIVE REL: 0944 HRS Z Energy Limited SSH: ZEL: SSH Notice - The Goldman Sachs Group, Inc. Disclosure of movement of 1% or more in substantial holding or change in nature of relevant interest or both Sections 277 and 278, Financial Markets Conduct Act 2013 To NZX Limited and To Z Energy Limited ("ZEL") Relevant event being disclosed: Movement of 1% or more in the substantial holding Date of relevant event: 11 November 2015 Date this disclosure made: 17 November 2015 Date last disclosure made: 15 October 2015 Substantial product holder(s) giving disclosure Full name(s): The Goldman Sachs Group, Inc. ("GSGI") on behalf of itself and its subsidiaries ("Goldman Sachs Group") including its significant subsidiaries listed in Annexure A. Summary of substantial holding Class of quoted voting Products: Ordinary shares Summary for GSGI on behalf of itself and the Goldman Sachs Group. For this disclosure,-- (a) total number held in class: 26,621,881 (b) total in class: 400,000,000 (c) total percentage held in class: 6.6555% For last disclosure,-- (a) total number held in class: 22,230,397 (b) total in class: 400,000,000 (c) total percentage held in class: 5.5576% Details of transactions and events giving rise to relevant event Details of the transactions or other events requiring disclosure: Please see Annexure B. Details after relevant event Details for Goldman Sachs International ("GSI") Nature of relevant interest(s): Beneficial holder For that relevant interest, (a) number held in class: 15,573 (b) percentage held in class: 0.0039% (c) current registered holder(s) of securities: HSBC Custody Nominees (New Zealand) Limited (d) registered holder(s) once transfers are registered: NA Details for Goldman Sachs International ("GSI") Nature of relevant interest(s): Beneficial holder subject to a qualification to its ability to exercise voting rights as set out in a Master Overseas Securities Borrowing (Agency) Agreement. A form of the Master Overseas Securities Borrowing (Agency) Agreement under which GSI borrowed certain ordinary shares in ZEL is attached as a relevant agreement in Annexure C (42 Pages). For that relevant interest, (a) number held in class: 23,000 (b) percentage held in class: 0.0058% (c) current registered holder(s) of securities: HSBC Custody Nominees (New Zealand) Limited, HSBC Custody Nominees Australia Limited, Bank of New York Mellon (d) registered holder(s) once transfers are registered: NA Details for Goldman Sachs Australia Managed Funds Limited ("GSAMF") Nature of relevant interest(s): GSAMF has a relevant interest in the ordinary shares only in its capacity as responsible entity for a range of Goldman Sachs Australia registered managed investment schemes. For that relevant interest, (a) number held in class: 3,883,074 (b) percentage held in class: 0.9708% (c) current registered holder(s) of securities: RBC Dexia Investor Services Australia Pty Limited, UBS AG Australia Branch (d) registered holder(s) once transfers registered: NA Details for Goldman Sachs Asset Management Australia Pty Ltd ("GSAMA") Nature of relevant interest(s): GSAMA has a relevant interest in the ordinary shares only in its capacity as investment manager for a range of Goldman Sachs Australia registered managed investment schemes. GSAMA's relevant interest arises under investment management contract(s) and only from the powers of investment contained in those contract(s), including the power to exercise, or to control the exercise of, a right to vote attached to ZEL shares, or to acquire or dispose of, or to control the acquisition or disposal of, the ZEL shares. For that relevant interest, (a) number held in class: 3,883,074 (b) percentage held in class: 0.9708% (c) current registered holder(s) of securities: RBC Dexia Investor Services Australia Pty Limited, UBS AG Australia Branch (d) registered holder(s) once transfers registered: NA Details for Goldman Sachs Asset Management Australia Pty Ltd ("GSAMA") Nature of relevant interest(s): GSAMA has a relevant interest in the ordinary shares only in its capacity as investment manager for client portfolio(s). GSAMA's relevant interest arises under investment management contract(s) and only from the powers of investment contained in those contract(s), including the power to exercise, or to control the exercise of, a right to vote attached to ZEL shares, or to acquire or dispose of, or to control the acquisition or disposal of, the ZEL shares. For that relevant interest, (a) number held in class: 22,534,582 (b) percentage held in class: 5.6336% (c) current registered holder(s) of securities: JP Morgan Chase Bank, Sydney, National Nominees Limited, National Asset Servicing, State Street Australia Limited, National Australia Bank Limited, BNP Paribas Australia (d) registered holder(s) of securities once transfers registered: NA Details for Goldman Sachs Asset Management L.P. ("GSAMLP") Nature of relevant interest(s): GSAMLP has a relevant interest in ordinary paid shares in its capacity as investment manager for client portfolio(s). GSAMLP's relevant interest arises under investment management contract(s) and only from the powers of investment contained in those contract(s), including the power to exercise, or to control the exercise of, a right to vote attached to ZEL shares, or to acquire or dispose of, or to control the acquisition or disposal of, the ZEL shares. For that relevant interest, (a) number held in class: 165,652 (b) percentage held in class: 0.0414% (c) current registered holder(s) of securities: Bank of New York Mellon (d) registered holder(s) once transfers registered: NA Additional information Address(es) of substantial product holder(s): The Goldman Sachs Group, Inc. - Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, U.S.A. Goldman Sachs International - Peterborough Court, 133 Fleet Street, London EC4A 2BB, United Kingdom Goldman Sachs New Zealand Limited ("GSNZ") - Level 38, Vero Centre, 48 Shortland Street, Auckland 1010, New Zealand Goldman Sachs Australia Managed Funds Limited - Level 17, 101 Collins Street, Melbourne, Victoria 3000, Australia Goldman Sachs Asset Management Australia Pty Ltd - Level 17, 101 Collins Street, Melbourne, Victoria 3000, Australia Goldman Sachs Asset Management L.P. - Corporation Trust Center, 1209 Orange Street,Wilmington DE 19801, USA Contact details: Contact person - Raymond Chow Contact number - 852 2978 7696 Email - [email protected] Nature of connection between substantial product holders: The Goldman Sachs Group, Inc. owns, directly or indirectly, at least 99% of the voting securities of each of: o Goldman Sachs International; o Goldman Sachs New Zealand Limited; o Goldman Sachs Australia Managed Funds Limited; o Goldman Sachs Asset Management Australia Pty Ltd.; and o Goldman Sachs Asset Management L.P. Certification I, Raymond Chow, certify that, to the best of my knowledge and belief, the information contained in this disclosure is correct and that I am duly authorised to make this disclosure by all persons for whom it is made. Signature Print name: Raymond Chow (signing under power of attorney) Capacity: Attorney Sign here: Date: 17 November 2015 End CA:00273545 For:ZEL Type:SSH Time:2015-11-17 09:44:36
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