Ann: SSH: ZEL: SSH Notice - The Goldman Sachs Group, Inc.

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    • Release Date: 29/02/16 16:16
    • Summary: SSH: ZEL: SSH Notice - The Goldman Sachs Group, Inc.
    • Price Sensitive: No
    • Download Document  9.79KB
    					ZEL
    29/02/2016 16:16
    SSH
    NOT PRICE SENSITIVE
    REL: 1616 HRS Z Energy Limited
    
    SSH: ZEL: SSH Notice - The Goldman Sachs Group, Inc.
    
    Disclosure of movement of 1% or more in substantial holding or change in
    nature of relevant interest or both
    Sections 277 and 278, Financial Markets Conduct Act 2013
    
    To NZX Limited
    and
    To Z Energy Limited ("ZEL")
    Relevant event being disclosed: Movement of 1% or more in the substantial
    holding
    Date of relevant event: 19 February 2016
    Date this disclosure made: 29 February 2016
    Date last disclosure made: 17 November 2015
    Substantial product holder(s) giving disclosure
    Full name(s): The Goldman Sachs Group, Inc. ("GSGI") on behalf of itself and
    its subsidiaries ("Goldman Sachs Group") including its significant
    subsidiaries listed in Annexure A.
    Summary of substantial holding
    Class of quoted voting Products: Ordinary shares
    Summary for GSGI on behalf of itself and the Goldman Sachs Group.
    For this disclosure,--
    (a) total number held in class: 31,579,784
    (b) total in class: 400,000,000
    (c) total percentage held in class: 7.8949%
    For last disclosure,--
    (a) total number held in class: 26,621,881
    (b) total in class: 400,000,000
    (c) total percentage held in class: 6.6555%
    
    Details of transactions and events giving rise to relevant event
    Details of the transactions or other events requiring disclosure: Please see
    Annexure B.
    
    Details after relevant event
    
    Details for Goldman Sachs International (GSI)
    
    Nature of relevant interest(s): Beneficial holder
    
    For that relevant interest, --
    (a) number held in class: 767,074
    (b) percentage held in class: 0.1918%
    (c) current registered holder(s) of securities: : HSBC Custody Nominees (New
    Zealand) Limited,  HSBC Custody Nominees Australia Limited, Bank of New York
    Mellon
    (d) registered holder(s) once transfers are registered: NA
    
    For a derivative relevant interest, also--
    (a) type of derivative: N/A
    (b) details of derivative: N/A
    (c) parties to the derivative: N/A
    (d) if the substantial product holder is not a party to the derivative, the
    nature of the relevant
    interest in the derivative: N/A
    
    Details for Goldman Sachs International (GSI)
    
    Nature of relevant interest(s):  Beneficial holder subject to a qualification
    to its ability to exercise voting rights as set out in an Overseas Securities
    Lender's Agreement. The form of Overseas Securities Lender's Agreement is
    attached as relevant agreement in Annexure C (37 pages).
    
    For that relevant interest, --
    (a) number held in class: 96,000
    (b) percentage held in class: 0.0240%
    (c) current registered holder(s) of securities: HSBC Custody Nominees (New
    Zealand) Limited,  HSBC Custody Nominees Australia Limited, Bank of New York
    Mellon
    (d) registered holder(s) once transfers are registered: NA
    
    For a derivative relevant interest, also--
    (a) type of derivative: N/A
    (b) details of derivative: N/A
    (c) parties to the derivative: N/A
    (d) if the substantial product holder is not a party to the derivative, the
    nature of the relevant
    interest in the derivative: N/A
    
    Details for Goldman Sachs Australia Managed Funds Limited (GSAMF)
    
    Nature of relevant interest(s): GSAMF has a relevant interest in the ordinary
    shares only in their capacity as responsible entity for a range of Goldman
    Sachs Australia registered managed investment schemes.
    
    For that relevant interest,--
    (a) number held in class: 4,306,573
    (b) percentage held in class: 1.0766%
    (c) current registered holder(s) of securities: RBC Dexia Investor Services
    Australia Pty Limited, UBS AG Australia Branch
    (d) registered holder(s) once transfers registered: NA
    
    For a derivative relevant interest, also--
    (a) type of derivative: N/A
    (b) details of derivative: N/A
    (c) parties to the derivative: N/A
    (d) if the substantial product holder is not a party to the derivative, the
    nature of the relevant
    interest in the derivative: N/A
    
    Details for Goldman Sachs Asset Management Australia Pty Ltd (GSAMA)
    
    Nature of relevant interest(s): GSAMA has a relevant interest in the ordinary
    shares only in their capacity as investment managers for managers for a range
    of Goldman Sachs Australia registered managed investment schemes. GSAMA's
    relevant interests arise under investment management contract(s) and only
    from the powers of investment contained in those contract(s), including the
    power to exercise, or to control the exercise of, a right to vote attached to
    ZEL shares, or to acquire or dispose of, or to control the acquisition or
    disposal of, the ZEL shares.
    
    For that relevant interest, --
    (a) number held in class: 4,306,573
    (b) percentage held in class: 1.0766%
    (c) current registered holder(s) of securities: RBC Dexia Investor Services
    Australia Pty Limited, UBS AG Australia Branch
    (d) registered holder(s) once transfers registered: N/A
    
    For a derivative relevant interest, also--
    (a) type of derivative: N/A
    (b) details of derivative: N/A
    (c) parties to the derivative: N/A
    (d) if the substantial product holder is not a party to the derivative, the
    nature of the relevant
    interest in the derivative: N/A
    
    Details for Goldman Sachs Asset Management Australia Pty Ltd (GSAMA)
    Nature of relevant interest(s): GSAMA has a relevant interest in the ordinary
    shares only in their capacity as investment managers for client portfolio(s).
    GSAMA's relevant interests arise under investment management contract(s) and
    only from the powers of investment contained in those contract(s), including
    the power to exercise, or to control the exercise of, a right to vote
    attached to ZEL shares, or to acquire or dispose of, or to control the
    acquisition or disposal of, the ZEL shares.
    
    For that relevant interest, --
    (a) number held in class: 23,955,278
    (b) percentage held in class: 5.9888%
    (c) current registered holder(s) of securities: BNP Paribas Australia, JP
    Morgan Chase Bank, Sydney, National Asset Servicing, National Australia Bank
    Limited, National Nominees Limited, State Street Australia Limited
    (d) registered holder(s) of securities once transfers registered: NA
    
    For a derivative relevant interest, also--
    (a) type of derivative: N/A
    (b) details of derivative: N/A
    (c) parties to the derivative: N/A
    (d) if the substantial product holder is not a party to the derivative, the
    nature of the relevant
    interest in the derivative: N/A
    
    Details for Goldman Sachs Asset Management L.P. (GSAMLP)
    
    Nature of relevant interest(s): GSAMLP has a relevant interest in ordinary
    paid shares in its capacity
    as investment manager for client portfolio(s). GSAMLP's relevant interest
    arises under investment
    management contract(s) and only from the powers of investment contained in
    those contract(s),
    including the power to exercise, or to control the exercise of, a right to
    vote attached to ZEL shares,
    or to acquire or dispose of, or to control the acquisition or disposal of,
    the ZEL shares.
    
    For that relevant interest, --
    (a) number held in class: 165,652
    (b) percentage held in class: 0.0414%
    (c) current registered holder(s) of securities: Bank of New York Mellon
    (d) registered holder(s) once transfers registered: NA
    
    For a derivative relevant interest, also--
    (a) type of derivative: N/A
    (b) details of derivative: N/A
    (c) parties to the derivative: N/A
    (d) if the substantial product holder is not a party to the derivative, the
    nature of the relevant
    interest in the derivative: N/A
    
    Details for GS Investment Strategies, LLC (GSIS)
    
    Nature of relevant interest(s):  GSIS has a derivative relevant interest in
    its capacity as investment manager for funds(s). GSIS's derivative relevant
    interest arise only from the powers of investment contained in derivative
    contract(s), including certain powers to acquire or dispose of, or to control
    the acquisition or disposal of, each derivative relevant interest.
    
    For that relevant interest, --
    (a) number held in class: N/A
    (b) percentage held in class: N/A
    (c) current registered holder(s) of securities: N/A
    (d) registered holder(s) once transfers are registered: NA
    
    For a derivative relevant interest, also--
    (a) type of derivative: equity swap
    (b) details of derivative: Long 2,289,207 cash-settled equity swap (0.5723%
    long held in class)  maturing on 5 December 2016 held for a number of funds
    (c) parties to the derivative: GSIS and Morgan Stanley & Co International PLC
    
    (d) if the substantial product holder is not a party to the derivative, the
    nature of the relevant
    interest in the derivative: N/A
    
    Additional information
    Address(es) of substantial product holder(s):
    o The Goldman Sachs Group, Inc. - Corporation Trust Center, 1209 Orange
    Street, Wilmington DE 19801, U.S.A.
    o Goldman, Sachs & Co. - 200 West Street, New York, NY 10282, U.S.A.
    o Goldman Sachs International - Peterborough Court, 133 Fleet Street, London
    EC4A 2BB, United Kingdom
    o Goldman Sachs Australia Managed Funds Limited - Level 17, 101 Collins
    Street, Melbourne, Victoria 3000, Australia
    o Goldman Sachs Asset Management Australia Pty Ltd - Level 17, 101 Collins
    Street, Melbourne, Victoria 3000, Australia
    o Goldman Sachs Financial Markets Pty Ltd - Level 17, 101 Collins Street,
    Melbourne, Victoria 3000, Australia
    o GS Investment Strategies LLC - Corporation Trust Center, 1209 Orange
    Street, Wilmington DE 19801, USA
    
    Contact details:
    Contact person - Raymond Chow
    Contact number - 852 2978 7696
    Email - [email protected]
    
    Nature of connection between substantial product holders:
    The Goldman Sachs Group, Inc. owns, directly or indirectly, at least 99% of
    the voting securities of each of:
    o Goldman, Sachs & Co.;
    o Goldman Sachs International;
    o Goldman Sachs Financial Markets Pty Ltd
    o Goldman Sachs Australia Managed Funds Limited
    o Goldman Sachs Asset Management Australia Pty Ltd; and
    o GS Investment Strategies LLC
    
    Certification
    I, Raymond Chow, certify that, to the best of my knowledge and belief, the
    information contained in this disclosure is correct and that I am duly
    authorised to make this disclosure by all persons for whom it is made.
    
    Please see attached annexure A and B
    End CA:00278525 For:ZEL    Type:SSH        Time:2016-02-29 16:16:36
    				
 
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