NAB like ANZ and CBA have and are paying back millions in Fees charged to clients for compliance breaches relating to their financial planning advice processes and document delivery (SOA's that are non compliant). IPAC WA wins practice of the year? Who is responsible for their document delivery? IAM.
Why wouldn't NAB want to be talking to and joining forces with the document delivery team responsible for IPAC WA winning the practice of the year award? In fact IAM would be a get out of jail card for NAB when dealing with ASIC as going forward the regulator would want a detailed solution in place to avoid this occurring again.
Glass half full, backed up with some facts. If you are going to down ramp do it with some supporting information please, cheers.
NAB like ANZ and CBA have and are paying back millions in Fees...
-
- There are more pages in this discussion • 71 more messages in this thread...
You’re viewing a single post only. To view the entire thread just sign in or Join Now (FREE)
Add CF1 (ASX) to my watchlist
 (20min delay)
|
|||||
|
Last
1.9¢ |
Change
0.000(0.00%) |
Mkt cap ! $10.79M | |||
| Open | High | Low | Value | Volume |
| 1.9¢ | 1.9¢ | 1.9¢ | $45.02K | 2.369M |
Buyers (Bids)
| No. | Vol. | Price($) |
|---|---|---|
| 2 | 1130173 | 1.9¢ |
Sellers (Offers)
| Price($) | Vol. | No. |
|---|---|---|
| 2.1¢ | 618740 | 1 |
View Market Depth
| Last trade - 14.02pm 19/06/2024 (20 minute delay) ? |
| CF1 (ASX) Chart |