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AZZ Opinions, page-55

  1. 784 Posts.
    Top Twenty Convertible Notes
    AS AT 29 February 2016
    Column 1 Column 2 Column 3 Column 4
    0   Twenty Largest ConvertibleNote Holders
    Number ofConvertible Notes
    % of issuedConvertible Notes
    1 1 HSBC Custody Nominees (Australia) Limited 7,448,200 31.36%
    2 2 UBS Nominees PL 3,233,690 13.62%
    3 3 VSI Hardware PL 870,000 3.66%
    4 4 Aust Executor Trustees Ltd-Charitable Foundation 780,032 3.28%
    5 5 Seyma Lederman Private An 750,000 3.16%
    6 6 **riel Berger 526,800 2.22%
    7 7 Deniliquin Pharmacy NSW 417,000 1.76%
    8 8 Citicorp Nominees PL 410,000 1.73%
    9 9 Berger Equities PL 280,700 1.18%
    10 10 James Ian Drysdale 250,000 1.05%
    11 11 Aust Executor Trustees Ltd-BIPETA 170,448 0.72%
    12 12 Rijean PL 154,461 0.65%
    13 13 Warne R & C M James 150,000 0.63%
    14 14 Corinne Calvert PL 150,000 0.63%
    15 15 John Matthew Rogan 150,000 0.63%
    16 16 Due DI Due PL 150,000 0.63%
    17 17 Brisan Projects PL 125,000 0.53%
    18 18 Badgworthy PL 120,000 0.51%
    19 19 Yee Teck Teo 120,000 0.51%
    20 20 T C & T N & B J Baker 105,770 0.45%
    21   Totals 16,362,101 68.91


    Where does " Aurora Absolute Return Fund" fit into the top 20 Note holders?
    Now tt2000, before you rush in, maybe someone with intimate knowledge may wish to contribute.

    Top Twenty Fully Paid Shares
    AS AT 29 February 2016

    Column 1 Column 2 Column 3 Column 4
    0   Twenty Largest Shareholders
    Number ofShares
    % of IssuedShares
    1 1 JP Morgan Nominees Aust Ltd 35,265,892 14.69%
    2 2 HSBC Custody Nominees Aust Ltd 26,013,212 10.84%
    3 3 Citicorp Nominees PL 15,995,585 6.66%
    4 4 James Andrew Cruickshank 10,500,000 4.38%
    5 5 National Nominees Ltd 8,039,246 3.35%
    6 6 Essential Faith PL 3,500,001 1.46%
    7 7 Tangled-Blue Investments PL 3,236,255 1.35%
    8 8 Yandal Investments PL 2,988,006 1.25%
    9 9 Mark Clohessy 2,865,000 1.19%
    10 10 Johjam PL 2,795,000 1.16%
    11 11 Brian H + A M McCubbing 2,200,000 0.92%
    12 12 BNP Paribas Nominees PL 2,168,800 0.90%
    13 13 Vlansam PL 2,052,882 0.86%
    14 14 Westblock Service PL 1,938,334 0.81%
    15 15 Rodney Alexander Shea 1,797,000 0.75%
    16 16 Killawarra PL 1,700,000 0.71%
    17 17 Jonathan B Kerr-Sheppard 1,700,000 0.71%
    18 18 One Managed Investments Funds Ltd 1,513,725 0.63%
    19 19 Barton & Barton PL 1,450,000 0.60%
    20 20 Nicholas S + M J Draper 1,350,000 0.56%
    21   Totals 129,068,938 53.78%

    Current Note and Share holders top 20. From AZZ website.
    Cheers IFINO.
 
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