ADO 4.76% 2.2¢ anteotech ltd

change in directors interest, page-36

  1. 812 Posts.
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    Hi Soj.
    The following is an extract from the companies Dealing in securities document that explains the trading windows and how tight they are.
    Anteo Diagnostics - Dealing in Securities Policy

    "4.1 Trading Windows
    The time for any Restricted Person to buy or sell Company securities is limited to the 30 day period from the:
    (a) date of the Company’s Annual General Meeting;
    (b) release of the Company’s quarterly results announcement to the Australian Securities Exchange (ASX);
    (c) release of the Company’s half yearly results announcement to the ASX;
    (d) release of the Company’s preliminary final results announcement to the ASX; or
    (e) release of a disclosure document offering securities in the Company.
    (collectively “Trading Windows”)
    Dealings with the Company’s securities by a Restricted Person outside the Trading Windows are strictly prohibited, except as a result of an exceptional circumstance as described in paragraphs 5.6 to 5.9 of this Policy.

    However, if a Restricted Person is in possession of price sensitive information which is not generally available to the market, then he or she must not deal in the Company’s securities at any time."

    In short - The paragraphs 5.6 to 5.9 only allow trading outside of the windows above for financial hardship reasons or if being ordered to by the court.

    Hope this helps explain.
 
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