FLC 3.00% 9.7¢ fluence corporation limited

FLC Top 20 Holders

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    Column 1 Column 2 Column 3 Column 4 Column 5
    0 29-March-2017  
    1 Rank Name Shares Capital (%) Comment
    2 1 Pond Venture Nominees 111 Limited 28,944,080 12.14  
    3 2 Employee Equity Administration Pty Ltd 14,166,593 5.94  
    4 3 Jagen Pty Ltd 11,644,393 4.88  
    5 4 Citicorp Nominees Pty Limited 10,453,212 4.38  
    6 5 Plan B Ventures I Llc 9,691,162 4.06  
    7 6 Mr Hao Jing 7,890,000 3.31  
    8 7 Israel Cleantech Ventures (Cayman) 1 (A) L P 6,448,369 2.7  
    9 8 Plan B Ventures Ii Llc 6,327,016 2.65  
    10 9 J P Morgan Nominees Australia Limited 5,843,902 2.45  
    11 10 Brispot Nominees Pty Ltd 5,760,689 2.42  
    12 11 Melic Pty Limited 5,000,000 2.1  
    13 12 UBS Nominees Pty Ltd 4,892,809 2.05  
    14 13 Dr Stuart Lloyd Phillips & Mrs Fiona Jane Phillips 3,722,500 1.56  
    15 14 John W King Nominees Pty Ltd 3,717,129 1.56  
    16 15 Energy Technology Ventures Llc 3,500,853 1.47  
    17 16 Lillis Services Pty Ltd 3,243,874 1.36  
    18 17 HSBC Custody Nominees (Australia) Limited-Gsco Eca 2,730,399 1.15  
    19 18 Mrs Qunyan Wu 2,668,891 1.12  
    20 19 National Nominees Limited 2,285,382 0.96  
    21 20 Ge Ventures Limited 2,007,859 0.84  
    22   Total 140,939,112 59  
    23   Total Remaining Holders Balance      
    24          
    25          
    26 12-April-2018  
    27 Rank Name Shares Capital (%) Comment
    28 1 RSL Investments Corporation 110,937,848 26.72  
    29 2 Pond Venture Nominees 111 Limited 36,264,579 8.73 Increase holding from 28,944,080 to 36,264579. Added 7,320499 shares in total.
    30 3 HSBC Custody Nominees (Australia) Limited 25,658,315 6.18 Unsure??
    31 4 Esop Management & Trust Services Ltd 17,803,539 4.29 New holder
    32 5 Citicorp Nominees Pty Limited 16,921,046 4.08 Increase holding from 10,453,212 to 16,921,046. Added 6,467,834 shares in total.
    33 6 Employee Equity Administration Pty Ltd 14,166,593 3.41 Remain the same
    34 7 Plan B Ventures I Llc 12,104,532 2.92 Increase holding from 9,691,162 to 12,104,532. Added 2,413,370 shares in total.
    35 8 Jagen Pty Ltd 11,644,393 2.8 Remain the same
    36 9 Mr Hao Jing 9,100,000 2.19 Increase holding from 7,890,000 to 9,100,00. Added 1,210,000 shares in total.
    37 10 J P Morgan Nominees Australia Limited 8,318,320 2 Increase holding from 5,843,902 to 8,318,320. Added 2,474,418 shares in total.
    38 11 Plan B Ventures Ii Llc 7,902,619 1.9 Increase holding from 6,327,016 to 7,902,619. Added 1,575,603 shares in total.
    39 12 Mr Eytan Levy 7,000,000 1.69 New holder
    40 13 John W King Nominees Pty Ltd 3,791,504 0.91 Increase holding from 3,717,129 to 3,791,504.
    41 14 UBS Nominees Pty Ltd 3,685,549 0.89 Decrease holding from 4,892,809 to 3,685,549. Sold -1,207,260 shares.
    42 15 Dr Stuart Lloyd Phillips & Mrs Fiona Jane Phillips 3,422,500 0.82 Decrease holding from 3,722,500 to 3,422,500. Sold -300,000 shares.
    43 16 Mrs Qunyan Wu 2,456,941 0.59 Decrease holding from 2,668,891 to 2,456,941. Sold -211,950 shares.
    44 17 Lampam Pty Ltd 2,254,403 0.54 New holder
    45 18 CS Fourth Nominees Pty Limited 2,208,840 0.53 New holder
    46 19 Dr Stuart Lloyd Phillips & 2,040,000 0.49 New holder
    47 20 ACN 075 312 980 Pty Ltd 1,674,907 0.4 New holder
    48          
    49   Total 299,356,428 72  
    50   Total Remaining Holders Balance 115,911,739 28  
    51          
    52   These are no longer top 20 holders      
    53 Rank Name Shares Capital (%)  
    54 7 Israel Cleantech Ventures (Cayman) 1 (A) L P 6,448,369 2.7  
    55 10 Brispot Nominees Pty Ltd 5,760,689 2.42  
    56 11 Melic Pty Limited 5,000,000 2.1  
    57 15 Energy Technology Ventures Llc 3,500,853 1.47  
    58 16 Lillis Services Pty Ltd 3,243,874 1.36  
    59 19 National Nominees Limited 2,285,382 0.96  
    60 20 Ge Ventures Limited 2,007,859 0.84  
    61   Total 28,247,026 12  
 
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