IMUGENE CHART. TA only, page-28905

Notification Obligations
Therefore, under sec. 671B, any shareholder who acquires (alone or with associates) a relevant interest in 5% or more of a company’s shares must disclose that fact by lodging an ASIC Form 603 “Notice of Initial Substantial Shareholder” with the Company and disallowed. This lodgement requirement also extends to a shareholder making a takeover bid even if the initial holding is below 5%.Page 1 of 2 Furthermore, for each 1% (or more) change in holding a Form 604 “Notice of Change of Interests of Substantial Shareholder” must be lodged. And, if the holding falls below 5% a Form 605 “Notice of Ceasing to be a Substantial Shareholder” must be lodged.

These Forms must be lodged within 2 business days after they become aware of the transaction or change in % holding and by 9:30am next stock exchange trading day in a takeover situation.

If there are a number of Substantial Shareholders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names can be included in an annexure to the Form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the Form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in the Form.

Information Required
The Substantial Shareholder must provide certain details on the Form including their name and address, details of relevant interest, associates’ details and relationship, relevant agreements.In addition, section 671B(4) requires that, unless that shares are acquired ‘on market’, a copy of any document relating to the situation that caused the substantial holding to arise must be affixed to the Form and also lodged.Failure to Lodge FormsUnder section 671C a person who contravenes the Substantial Shareholder obligations and/or notice requirements may be liable for any loss or damage caused to another party, but they may have a defence if the contravention was due to:- inadvertence or mistake- being unaware of a relevant fact or occurrence.NOTE: these obligations lie with the Substantial Shareholder – there is no obligation on the Company to ensure a Form is lodged nor any ramifications for the Company if it is not lodged. However, a Company may offer Shareholder’s stock exchange lodgement requirement behalf through the Company’s on-line lodgement facility.

Unfortunately, many overseas companies play games with these rules and stretch the rules to suit their agenda.
some have been known to use “Cash Settled Eqiuty Swaps” to hide their presence in anticipation of making a bid. Probably not an issue with IMU. If and when a bid comes it will most likely already have board approval and come as a complete surprise to us all. My guess is we sell Her Vaxx first and then the bid lands shortly afterwards.
Good luck team Imugene.