Bell not suspended by ASX ?
Bell Financial Group Ltd (ASX:BFG) is providing an update in relation to its compliance with the
Anti-Money Laundering and Counter-Terrorism Financing Act 2006 (Cth) (AML/CTF Act).
The Group’s subsidiaries, Bell Potter Securities Ltd, Bell Potter Capital Ltd and Third Party
Platform Pty Ltd have received notices from AUSTRAC requiring the appointment of an external
auditor to assess compliance with their obligations under the AML/CTF Act.
A final version of the audit report is required to be provided to AUSTRAC within 180 days of the
external auditor’s appointment. Copies of the notices are attached.
https://www.asx.com.au/asxpdf/20220216/pdf/4561hq5ywmc8b6.pdf
Financial crime regulator AUSTRAC has taken enforcement action against Bell Financial Group, extending its fight against money laundering beyond the big banks and into the stockbroking industry.
https://www.copyright link/companies/financial-services/austrac-to-investigate-bell-potter-for-anti-money-laundering-20220217-p59x7p
ISX vs ASX, page-1410
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