Oct 26 (Reuters) - Australian Securities & Investments Commission:
- COMMSEC AND AUSIEX TO PAY PENALTY OF OVER A$27 MILLION FOR SYSTEMIC COMPLIANCE FAILURES
- COURT DECLARED COMMSEC AND AUSIEX CONTRAVENED MARKET INTEGRITY RULES ON MULTIPLE OCCASIONS
- FEDERAL COURT ORDERED COMMONWEALTH SECURITIES & AUSTRALIAN INVESTMENT EXCHANGE PAY PENALTY OF A$20 MILLION & A$7.12 MILLION RESPECTIVELY
- COURT ORDERED INDEPENDENT REVIEW, ASSESSMENT OF SYSTEMS AND CONTROLS RELATING TO PROVISION OF FINANCIAL SERVICES BY COMMSEC, AUSIEX
- COURT DECLARED COMMSEC & AUSIEX FAILED TO DO ALL THINGS NECESSARY TO ENSURE ITS FINANCIAL SERVICES WERE PROVIDED EFFICIENTLY, HONESTLY & FAIRLY
(([email protected];))
News: CBA ASIC Says CommSec & AUSIEX To Pay Over A$27 Mln Penalty For Compliance Failures
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Last
$177.87 |
Change
-4.590(2.52%) |
Mkt cap ! $297.6B | |||
| Open | High | Low | Value | Volume |
| $181.50 | $181.60 | $176.90 | $237.3M | 1.330M |
Buyers (Bids)
| No. | Vol. | Price($) |
|---|---|---|
| 2 | 89 | $177.87 |
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| Price($) | Vol. | No. |
|---|---|---|
| $177.88 | 100 | 1 |
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