Shareholder Information
as at 29 August 2022
The shareholder information set out below was applicable as at 29 August 2022.
There is a total of 866,239,815 ordinary fully paid shares on issue held by 13,429 holders.
Distribution of equitable securities
Analysis of number of equitable security holders by size of holding:
Number of holders
of ordinary shares
1 – 1,000 2,826
1,001 – 5,000 4,605
5,001 – 10,000 1,923
10,001 – 100,000 3,447
100,001 – and over 628
Total 13,429
Holding less than a marketable parcel 1,423
Equity security holders
Twenty largest quoted equity security holders
The names of the twenty largest security holders of quoted equity securities are listed below:
Ordinary shares held
Top 20 holders of ordinary shares Number held
% of total
shares Issued
HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED 286,082,880 33.026
NATIONAL NOMINEES LIMITED 87,165,593 10.063
CITICORP NOMINEES PTY LIMITED 48,604,998 5.611
J P MORGAN NOMINEES AUSTRALIA PTY LIMITED 26,676,650 3.080
UBS NOMINEES PTY LTD 16,590,359 1.915
BNP PARIBAS NOMS PTY LTD <DRP> 14,299,600 1.651
HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED - A/C 2 10,209,005 1.179
MARC VOIGT 8,791,695 1.015
FREDERIC TRIEBEL 7,753,764 0.895
BNP PARIBAS NOMINEES PTY LTD ACF CLEARSTREAM 7,164,814 0.827
BNP PARIBAS NOMINEES PTY LTD <IB AU NOMS RETAILCLIENT DRP> 5,397,365 0.623
SANDHURST TRUSTEES LTD <ENDEAVOR ASSET MGMT MDA A/C> 5,254,304 0.607
MERRILL LYNCH (AUSTRALIA) NOMINEES PTY LIMITED 4,866,819 0.562
BRISPOT NOMINEES PTY LTD <HOUSE HEAD NOMINEE A/C> 3,804,292 0.439
SISTERS PALM BEACH PTY LTD <THE SISTERS A/C> 3,800,000 0.439
MACENROCK PTY LTD <MACENROCK S/F A/C> 3,622,897 0.418
HB BIOTECHNOLOGY LTD 3,236,122 0.374
HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED-GSCO ECA 3,080,656 0.356
LUCY TURNBULL 2,981,626 0.344
DEANNE MILLER 2,667,305 0.308
Total 552,050,744 63.732
79
Unquoted equity securities
Unquoted equity securities Number on issue
Number of
holders
Options and warrants 847,600 1
Warrants over NASDAQ listed American Depository Shares 2,065,070* 1
Performance Rights 19,009,527 9
Convertible Notes 1,718,854 1
* 1 American Depository Shares (ADS) listed on NASDAQ equals 10 ordinary shares listed on ASX thus the number of warrants on issue has
been grossed up.
Substantial holders
Substantial holders in the company are set out below:
Ordinary shares held
Substantial holder Number held
% of total shares
held Date of Notice
The Bank of New York Mellon Corporation (BNYM) 241,093,169 27.83% 8 April 2022
FIL Limited 63,312,462 7.41%
16 November
2021
* BNYM has a relevant Interest In 241,093,169 securities as depositary for Immutep Limited ADR program administered under the Deposit
Agreement. BNYM’s relevant interest in these securities arises as a result of the Deposit Agreement containing rights for BNYM to dispose
of securities held under the ADR program in limited circumstances. Under the Deposit Agreement, ADR holders retain their rights to
dispose of those securities and to give voting Instructions for the exercise of voting rights attached to the securities. BNYMC Group’s
power to vote or dispose of these securities is qualified accordingly. By an instrument of relief dated 29 April 2019, ASIC has granted certain
relief to BNYM and its related bodies corporate from certain provisions of Chapter 6 of the Corporations Act in relation to the acquisition
of, or increase in, voting power in securities held by BNYM as depositary under the ADR program.
Voting rights
The voting rights attached to ordinary shares are set out below:
Ordinary shares
On a show of hands every member present at a meeting in person or by proxy shall have one vote and upon a poll each share
shall have one vote.
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