Sounds like it could relate to this:
https://asic.gov.au/about-asic/news-centre/find-a-media-release/2019-releases/19-042mr-asic-bans-director-of-foster-stockbroking-for-three-years/
In which case it relates to misleading statements in a research report by the director of the broking firm in the context that he had also failed to disclose to RFN the self allocation of shares through nominee accounts. Nothing to do with the conduct of RFN or its directors, then or now.
RFN Class Action, page-72
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