Interesting what Google can pick up. Deutsche Bank is acting on behalf of CGNPC, and has been been active in CFD's
----------------------------------------------- DJ Deutsche Bank AG Form 8.5 (EPT/RI) Kalahari Minerals Plc 23 Nov 2011 - 11:38TIDM0H7D TIDMKAH
RNS Number : 6348S
Deutsche Bank AG
23 November 2011
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Deutsche Bank AG London ---------------------------------------------------------------------------- ---------------------------------------- (b) Name of offeror/offeree in relation to whose relevant securities the Kalahari Minerals Plc disclosure relates: Use a separate form for each offeror/offeree ---------------------------------------------------------------------------- ---------------------------------------- (c) Name of the party to the offer with which exempt principal trader is CGNPC Uranium Resources Company Limited connected: ---------------------------------------------------------------------------- ---------------------------------------- (d) Date of dealing: 22/11/2011 ---------------------------------------------------------------------------- ---------------------------------------- (e) Have you previously disclosed, or are you today disclosing, under the NO Code in respect of any other relevant security of any other party to this offer? ---------------------------------------------------------------------------- ----------------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER (a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per Lowest price per unit security securities unit paid/received paid/received GBP GBP ------------------------ ------------------ ----------------------- ---------------------- ----------------------- 1p Ordinary Purchases 202450 2.208308 2.126259 ------------------------ ------------------ ----------------------- ---------------------- ----------------------- 1p Ordinary Sales 64134 2.2 2.1225 ------------------------ ------------------ ----------------------- ---------------------- -----------------------
(b) Derivatives transactions (other than options)
Class of relevant Product description Nature of dealing Number of reference Price per unit GBP security e.g. CFD e.g. opening/closing a securities long/short position, increasing/reducing a long/short position ------------------------ --------------------- ----------------------- ----------------------- ------------------- 1p Ordinary CFD Long 10531 2.182226 ------------------------ --------------------- ----------------------- ----------------------- ------------------- 1p Ordinary CFD Long 33888 2.178939 ------------------------ --------------------- ----------------------- ----------------------- ------------------- 1p Ordinary CFD Long 9680 2.17495 ------------------------ --------------------- ----------------------- ----------------------- ------------------- 1p Ordinary CFD Long 35 2.145 ------------------------ --------------------- ----------------------- ----------------------- ------------------- 1p Ordinary CFD Short 30000 2.208308 ------------------------ --------------------- ----------------------- ----------------------- ------------------- 1p Ordinary CFD Short 10000 2.2022 ------------------------ --------------------- ----------------------- ----------------------- ------------------- 1p Ordinary CFD Short 92854 2.19152 ------------------------ --------------------- ----------------------- ----------------------- ------------------- 1p Ordinary CFD Short 7296 2.166122 ------------------------ --------------------- ----------------------- ----------------------- ------------------- 1p Ordinary CFD Short 30000 2.158313 ------------------------ --------------------- ----------------------- ----------------------- ------------------- 1p Ordinary CFD Short 6965 2.15 ------------------------ --------------------- ----------------------- ----------------------- ------------------- 1p Ordinary CFD Short 15335 2.133049 ------------------------ --------------------- ----------------------- ----------------------- -------------------
(c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise price Expiry date Option money relevant description purchasing, securities to per unit paid/ received security e.g. call selling, which option per unit option varying etc. relates ---------------- ---------------- --------------- --------------- ---------------- ------------ ----------------
(ii) Exercising
Class of relevant security Product description Number of securities Exercise date Exercise price per unit e.g. call option --------------------------- -------------------- --------------------- -------------- ------------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable) e.g. subscription, conversion --------------------------- ------------------------------- -------- -------------------------------
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION (a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" ----------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" -----------------------------------------------------------------------------------------------
(20min delay)