My SEC email this morning shows A.S.'s current holdings, and at rough guess, I reckon he holds 20% of the company now, and with its meagre $150m market cap Allan dosnt know something that we dont, he knows what is plain and obvious. This company is getting closer to going somewhere and Big Als 6.649M odd common stock is confidence with a capital C.
....from the email....-
This Amendment No. 2 amends and supplements the items indicated below of the statement on Schedule 13D (the “Schedule 13D”) filed on August 27, 2010, as amended on March 30, 2011, by the Reporting Person with respect to shares of common stock, $0.01 par value per share (“Common Stock”), of Unilife Corporation, a Delaware corporation (the “Issuer”). Unless otherwise defined herein, all capitalized terms shall have the meanings assigned to them in the Schedule 13D. Item 3. Source and Amount of Funds and Other Considerations Item 3 of the Schedule 13D is hereby amended as follows: On August 22, 2011, the Reporting Person purchased 46,135 shares of Common Stock in open market transactions on the Nasdaq Global Market (“NASDAQ”). On August 23, 2011, the Reporting Person purchased 75,000 shares of Common Stock in open market transactions on the NASDAQ. The Reporting Person used personal funds to effect these purchases for an aggregate purchase price of $500,001.00. On September 26, 2011, the Reporting Person purchased 55,000 shares of Common Stock in open market transactions on the NASDAQ. On September 27, 2011, the Reporting Person purchased 60,625 shares of Common Stock in open market transactions on the NASDAQ. The Reporting Person used personal funds to effect these purchases for an aggregate purchase price on $500,440.00 On January 3, 2012, the Reporting Person was granted 1,166,000 shares of common stock, subject to performance based vesting conditions. On January 4, 2012, the Reporting Person purchased 45,000 shares of Common Stock in open market transactions on the NASDAQ. On January 5, 2012, the Reporting Person purchased 45,000 shares of Common Stock in open market transactions on the NASDAQ. On January 6, 2012, the Reporting Person purchased 60,000 shares of Common Stock in open market transactions on the NASDAQ. The Reporting Person used personal funds to effect these purchases for an aggregate purchase price of $549,989.00 Item 5. Interest in Securities of the Issuer Item 5 of the Schedule 13D is hereby amended as follows: On August 22, 2011, the Reporting Person purchased 46,135 shares of Common Stock at an average price of $4.01 per share in open market transactions on the NASDAQ. On August 23, 2011, the Reporting Person purchased 75,000 shares of Common Stock at an average price of $4.20 per share in open market transactions on the NASDAQ. Page 3 of 5 Pages On September 26, 2011, the Reporting Person purchased 55,000 shares of Common Stock at an average price of $4.28 per share in open market transactions on the NASDAQ. On September 27, 2011, the Reporting Person purchased 60,625 shares of Common Stock at an average price of $4.3718 per share in open market transactions on the NASDAQ. On January 3, 2012, the Reporting Person was granted 1,166,000 shares of common stock, subject to performance based vesting conditions. On January 4, 2012, the Reporting Person purchased 45,000 shares of Common Stock at an average price of $3.6843 per share in open market transactions on the NASDAQ. On January 5, 2012, the Reporting Person purchased 45,000 shares of Common Stock at an average price of $3.6026 per share in open market transactions on the NASDAQ. On January 6, 2012, the Reporting Person purchased 60,000 shares of Common Stock at an average price of $3.7013 per share in open market transactions on the NASDAQ. As a result of the purchases described above, at the close of business on January 6, 2012, the Reporting Person may be deemed to have beneficial ownership interest in 6,649,842 shares of Common Stock of the Issuer, consisting of: (i) 3,067,842 shares of Common Stock including 55,074 shares of Common Stock owned by the spouse of the Reporting Person, with respect to which the Reporting Person disclaims beneficial ownership, (ii) 2,332,000 shares of restricted Common Stock that are subject to vesting based on the achievement of certain performance milestones, as described in more detail in the Issuer’s Registration Statement on Form 10 filed with the SEC on February 11, 2010 and the Issuer’s Definitive Proxy Statement filed with the SEC on October 14, 2011 and (iii) 1,250,000 shares of Common Stock issuable upon exercise of currently exercisable options that were granted in 2008, which collectively constitute approximately 9.0% of the shares of Common Stock outstanding. The aggregate percentage is based upon 72,771,313 shares of Common Stock outstanding as of January 6, 2012. Page 4 of 5 Pages SIGNATURE After reasonable inquiry and to the best of our knowledge and belief, we certify that the information in this statement is true, complete and correct. Dated: January 6, 2012 By: /s/ Alan Shortall Name: Alan Shortall
UNS Price at posting:
59.5¢ Sentiment: Buy Disclosure: Held